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21 Jan 2021, 11:06 am by Astarita
 Biden, Jr. has designated Allison Herren Lee as Acting Chair of the agency. [read post]
18 Jan 2021, 11:30 am by Geoff Schweller
These concerns were voiced by Democratic SEC Commissioners Allison Lee and Caroline Crenshaw in their dissenting opinions on last year’s vote on rule changes to the program. [read post]
18 Jan 2021, 11:30 am by Geoff Schweller
These concerns were voiced by Democratic SEC Commissioners Allison Lee and Caroline Crenshaw in their dissenting opinions on last year’s vote on rule changes to the program. [read post]
15 Jan 2021, 8:08 am
GUEST BLOG [In]Securities: A Worried Song By Aegis Frumento Esq (BrokeAndBroker.com Blog)Allison Herren Lee Named Acting Chair of the SEC (SEC Release)Statement on Designation of Commissioner Lee as Acting Chairman by SEC Commissioners Hester M. [read post]
15 Jan 2021, 8:08 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5649/securities-industry-commentator/GUEST BLOG [In]Securities: A Worried Song By Aegis Frumento Esq (BrokeAndBroker.com Blog)Allison Herren Lee Named Acting Chair of the SEC (SEC Release)Statement on Designation of Commissioner Lee as Acting Chairman by SEC Commissioners Hester M. [read post]
15 Jan 2021, 3:00 am by John Jenkins
But as Liz blogged last month, if SEC commissioner Allison Herron Lee gets her way, we all may have to force ourselves to pay closer attention to XBRL tagging issues. [read post]
11 Jan 2021, 8:30 pm by Jim Sedor
Campaign Finance System Rocked as Major Firms Pause or Halt Political Contributions After Election Results Challenged” by Todd Frankel, Jeff Stein, and Tony Romm (Washington Post) for Seattle Times Utah: “Tribune Analysis: Utah lawmakers spend unlimited amounts in campaign cash – sometimes in violation of state law” by Taylor Stevens and Bethany Rodgers (Salt Lake Tribune) for MSN Ethics National: “Dems Prep ‘Incitement of Insurrection’ Charge against… [read post]
8 Jan 2021, 5:52 am
Securities and Exchange Commission, on Tuesday, January 5, 2021 Tags: Capital formation, Direct listings, Institutional Investors, Investor protection, Listing standards, NYSE, SEC, SEC rulemaking, Securities regulation Statement by Commissioners Lee and Crenshaw on Primary Direct Listings Posted by Allison Herren Lee & Caroline Crenshaw, U.S. [read post]
6 Jan 2021, 6:00 am by Peter Briccetti
In 2008, his interpretation of False Claims Act expansion was vindicated at the level of the Supreme Court in Allison Engine Co., Inc. v. [read post]
5 Jan 2021, 9:06 pm by Oliver Paprin
In a chapter of a recently edited volume, University of Pennsylvania Law Professor Allison Hoffman highlights what she sees as a central irony of the competitive public option Biden favors: It actually will undermine access and affordability to health care. [read post]
4 Jan 2021, 1:26 pm by Kevin LaCroix
The directors’ and officers’ liability environment is always changing, but 2020 was a particularly eventful year, with important consequences for the D&O insurance marketplace. [read post]
31 Dec 2020, 3:03 am by Lynn Jokela
  With Chairman Clayton departing from the SEC on December 23, the Commission is down to four Commissioners and like many rule proposals this year, the Commission adopted the NYSE direct listing rule by a 3-2 vote with Commissioners Allison Herren Lee and Caroline Crenshaw dissenting. [read post]
29 Dec 2020, 3:03 am by Lynn Jokela
  Commissioners Hester Peirce, Allison Herren Lee and Caroline Crenshaw issued a statement congratulating Commissioner Roisman’s designation as Acting Chair. [read post]
28 Dec 2020, 8:00 am by Comitz Beethe
Sources: Allison Bell, Unum Picks Global Atlantic for $7.1B Reinsurance Deal, ThinkAdvisor, December 17, 2020. [read post]