Search for: "Associated Asset Management LLC"
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4 Apr 2013, 6:48 pm
While advisers with at least $1.5 billion assets under management were required to file their initial Form PFs by March 1, 2013, most other advisers are required to file an initial Form PF by April 30, 2013. [read post]
11 Mar 2013, 7:40 am
Pacific Rivers Council12-623Issue: (1) Whether respondent Pacific Rivers Council (PRC) has Article III standing to challenge the Forest Service’s 2004 programmatic amendments to the forest plans governing management of 11 Sierra Nevada Forests when PRC failed to establish that any of its members was imminently threatened with cognizable harm because he or she would come into contact with any parcel of forest affected by the amendments; (2) whether PRC’s challenge to the Forest… [read post]
6 Mar 2013, 10:13 pm
Yeah, Hansmeier identifies him as the CEO (or maybe "manager") — and sole employee — of AF Holdings, LLC. [read post]
20 Feb 2013, 7:44 am
Public-Private Partnerships in South Florida Kim Briesemeister, Principal at Redevelopment Management Associates, described the flurry of recent and planned PPPs in West Palm Beach, including the massive City Place P3 retail development. [read post]
11 Feb 2013, 3:12 pm
” In 2010, CIRM retained a partner at Life Sciences Advisory, LLC, Saira Ramasastry, to assist CIRM’s External Advisory Panel, which completed its work in December 2010. [read post]
11 Feb 2013, 9:33 am
Securities and Exchange Commission, the current Net Asset Value (NAV) per share is $6.72. [read post]
9 Feb 2013, 11:54 am
Cohen, Associate Director in the SEC’s Division of Enforcement. [read post]
6 Feb 2013, 9:00 pm
This number was changed this past summer when the Data Systems & Solutions LLC (DS&S) DPA was announced. [read post]
7 Jan 2013, 6:00 pm
Market timers increase the size of assets under management, which reduces costs for all investors. [read post]
2 Jan 2013, 3:17 pm
Defendant: HSBC Bank USA, National Association, EMC Mortgage Services, LLC and John Does 1-10. [read post]
29 Dec 2012, 9:15 am
Louis-based Fiduciary Asset Management LLC (FAMCO), agreed to settle the SEC’s charges. [read post]
Peter Madoff 10 Sentence For Defrauding ERISA Plans Reminder Manage Plan Investment Responsibilities
27 Dec 2012, 3:45 am
Service providers or others with discretionary responsibiliity or that are investment managers of plan assets must be prudently selected based on careful credentialing and other procedures. [read post]
19 Dec 2012, 11:45 am
Louis-based Fiduciary Asset Management LLC (FAMCO), agreed to settle the SEC’s charges. [read post]
3 Dec 2012, 9:09 am
This bank is expanding in the Miami market by offering domestic private banking and wealth management services. [read post]
25 Nov 2012, 10:12 am
The SEC investigation allegedly found that Evens Barthelemy and his New York-based firm Barthelemy Group LLC misled SEC examiners by inflating the firm’s claimed assets under management (AUM) ten-fold in an apparent attempt to show that the firm was eligible for SEC registration. [read post]
20 Nov 2012, 3:10 pm
A LLC can be managed either through “member management,” in which all members of the LLC have a say, or through “manager management,” in which members appoint a manager to operate and direct the business. [read post]
19 Nov 2012, 2:00 am
Hu and an associate were named sole officers and directors of Lowbet. [read post]
31 Oct 2012, 12:28 pm
, Tiedemann Wealth Management, LLC, Williams Jones & Associates, LLC, Bartlett & Co. [read post]
31 Oct 2012, 12:28 pm
, Tiedemann Wealth Management, LLC, Williams Jones & Associates, LLC, Bartlett & Co. [read post]
15 Oct 2012, 11:48 am
Debt Buyers Arrow Financial Services, LLC Asset Acceptance, LLC Cavalry Portfolio Services, LLC LR Credit, LLC Midland Funding, LLC (including Midland Credit Management, Inc., MRC Receivables Corp., etc.) [read post]
