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8 Dec 2010, 4:03 am by Broc Romanek
Here are some of the latest entries: - How Disruptive Shareholders at Annual Meetings Can Go to Jail - Transfer Agents Take Up the Proxy Plumbing Mantle - Trend: Taking Annual Meeting Questions from the Web - Study: Review of 460 Annual Shareholder Meetings - Investment Clubs Get Moxie - Broc Romanek [read post]
9 Mar 2017, 2:44 am by Broc Romanek
Although the executive order doesn’t apply to the SEC, the White House has made it clear that it expects independent agencies – like the SEC – to fall in line… Meanwhile, as noted in this Bloomberg article, it appears that the SEC has imposed a hiring freeze & non-essential travel ban in anticipation of budget cuts… – Broc Romanek – still employed (but the day is young)… [read post]