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11 Sep 2019, 3:14 am
Check it out… – Broc Romanek [read post]
16 Jul 2014, 4:12 am
. - Broc Romanek [read post]
15 Dec 2009, 5:46 am
- Broc Romanek [read post]
6 Dec 2006, 6:58 am
In 2004 Broc Romanek noted what he believed to be the first-ever dissent to an enforcement matter. [read post]
9 Sep 2009, 4:20 am
- Broc Romanek [read post]
30 Aug 2010, 5:40 am
Broc Romanek and Dave Lynn provide inside information about developments in securities law and happenings at the SEC. [read post]
7 Nov 2013, 4:00 am
- Broc Romanek [read post]
4 Oct 2018, 3:11 am
– Broc Romanek [read post]
8 Jan 2013, 4:14 am
- Broc Romanek [read post]
29 Apr 2014, 3:53 am
In this 2-minute video, I describe the criteria – in practical terms – of being appointed a SEC Commissioner: Webcast: “Latest Developments in IPOs & Capital Raising” Tune in tomorrow for the webcast – “Latest Developments in IPOs & Capital Raising” – to hear Jocelyn Arel of Goodwin Procter; Steve Bochner of Wilson Sonsini; Dave Lynn of TheCorporateCounsel.net and Morrison & Foerster; and David Strong, Partner of Morrison & Foerster… [read post]
22 Jun 2010, 4:49 am
- Broc Romanek [read post]
31 May 2012, 4:15 am
- Notes from PLI's "SEC Speaks" Conference Deal Cube Tournament: Round One; 6th Match As noted in these rules (and keep sending more pics for the next tourney), please vote for two of the following four cubes below: - Movie Projector & Ticket - Bowling Ball - Listerine Bottle - 'Welcome' from Lobby Online Surveys & Market Research - Broc Romanek [read post]
11 Jan 2016, 3:04 am
From Jim Patterson, here’s a pic of Evelyn from her 1st issue of “Highlights & Lowlights”: Here’s EYD at a 1972 AT&T annual shareholders meeting: – Broc Romanek [read post]
9 Mar 2010, 5:44 am
See if you can pick five of the "Big 8" in the poll below - in other words, only five of the ten listed in the poll were part of the "Big 8" and you will only be able to make five selections: Online Surveys & Market Research - Broc Romanek [read post]
17 Jul 2012, 4:02 am
- Broc Romanek [read post]
6 Nov 2009, 4:47 am
" - Broc Romanek [read post]
20 Apr 2010, 3:18 am
In the following anonymous poll, you can select more than one answer: Online Surveys & Market Research- Broc Romanek [read post]
6 Dec 2009, 7:50 am
Broc Romanek provides coverage of corporate governance issues and the Securities and Exchange Commission. [read post]
28 May 2013, 4:19 am
Lionel Richie says it best: Well my friends the time has come raise the roof and have some fun throw away the work to be done let the music play on Everybody sing everybody dance lose yourself in wild romance we're going to party, fiesta forever come on and sing along we're going to party, fiesta forever come on and sing along - Broc Romanek [read post]
11 Apr 2014, 4:36 am
Here are some FAQs on Washington’s new law – and Bill Carleton maintains this web page with many state laws on crowdfunding… Meanwhile, here are other crowdfunding stories: - David Seifer & Taylor White’s “Board Of Contributors: Oculus Sale Angers Crowdfunding Supporters” - Time’s “When Crowdfunding Goes Corporate: Kickstarter Backers Vent Over Facebook’s Oculus Buy” - NY Times’ “Retail Businesses That Try Crowdfunding Face… [read post]
