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8 Jul 2014, 4:51 am by Broc Romanek
The full agendas for the Conferences are posted — but the panels include: - Keith Higgins Speaks: The Latest from the SEC - Preparing for Pay Ratio Disclosures: How to Gather the Data - Pay Ratio: What the Compensation Committee Needs to Do Now - Case Studies: How to Draft Pay Ratio Disclosures - Pay Ratio: Pointers from In-House - Navigating ISS & Glass Lewis - How to Improve Pay-for-Performance Disclosure - Peer Group Disclosures: The In-House Perspective - In-House Perspective:… [read post]
7 Jul 2014, 4:03 am by Broc Romanek
Board Diversity - The State of the Auditing Profession - SEC May Renew Focus on IFRS - SEC Acknowledges Ethical Obligations May Preclude Voluntary Reporting Out By Attorneys - Lucky Man: CEO’s Repeated Good Fortune in Timing Stock Sales - Comparison: Corporate Governance Frameworks - Broc Romanek [read post]
3 Jul 2014, 3:18 am by Broc Romanek
Although on their face GMI and ISS may seem like they are in the same business, there are important distinctions – the primary one being that ISS is a proxy advisor and GMI is not… - Broc Romanek [read post]
2 Jul 2014, 4:05 am by Broc Romanek
Here are pics with some of the wonderful new people that I met: Lauren Gojkovich of Goldman Sachs: Aaron Briggs of General Electric: Charles Rivers’ Matt Daniel & Paul Weiss’ Frances Mi: Mary Francis of Chevron: Judy McLevey, who just left the NYSE: Intelligize’s Chris Walunas & Joanne Ferrara: Wendy Fried of Addison: Sara Brown of Ingersoll Rand: Damien de Bruijn of Addison: And I can’t help adding one with long-time friend Ginny Fogg of Norfolk Southern: -… [read post]
30 Jun 2014, 4:06 am by Broc Romanek
- PCAOB Issues 2012 Grant Thornton and BDO Inspection Reports - Microsoft: The Proper Way to Introduce a New CEO - Select Board Diversity: Four Great Quotes - Equidate: New Private Company Exchange With a Twist - Broc Romanek [read post]
27 Jun 2014, 3:27 am by Broc Romanek
You can return it any time within the first year and get a full refund if you don’t find it of value. - Broc Romanek [read post]
26 Jun 2014, 2:57 am by Broc Romanek
Freeman was a lawyer who co-drafted Rule 10b-5 and Tommy Corcoran was the chief spokesman for the drafters of the ’34 Act who is credited with testifying that Section 16 was a “crude rule of thumb”… - Broc Romanek [read post]
24 Jun 2014, 3:02 am by Broc Romanek
And it’s a good reminder to view this 2-minute video with my tips about how to get the most out of attending a conference: - Broc Romanek [read post]
23 Jun 2014, 2:22 pm by Steve Bainbridge
Last month, I blogged about how the Delaware legislature was barreling towards passing legislation to reverse the impact of the ATP Tour v. [read post]
23 Jun 2014, 4:21 am by Kevin LaCroix
Broc Romanek’s discussion on his TheCorporateCounsel.net blog of the recent action withdrawing the proposed legislation can be found here. [read post]
23 Jun 2014, 3:44 am by Broc Romanek
And in her blog, Vanessa Schoenthaler notes that Senator Sherrod Brown (D-Ohio), Chair of the Banking Subcommittee on Financial Institutions and Consumer Protection, recently wrote a letter to Chair White questioning the Commission’s practices and procedures related to waiver of the automatic disqualification provisions… - Broc Romanek [read post]
19 Jun 2014, 3:04 am by Broc Romanek
” Meanwhile, here’s the NY Times article admitting that the paper got it wrong in reporting that golfer Phil Mickelson was being investigated for insider trading… - Broc Romanek [read post]
18 Jun 2014, 3:57 am by Broc Romanek
Some old-time videos including one with the 1st SEC Chair, Joe Kennedy… - Broc Romanek [read post]