Search for: "Capital Finance, LLC" Results 821 - 840 of 1,408
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24 Mar 2009, 7:41 pm
"If the banks refuse to sell, I think you'll see an increased pressure on the part of the regulators and an increased Camels rating going on to the watch list," said Thoma Barrack Jr., the founder, chairman and chief executive of Colony Capital LLC. [read post]
2 Sep 2015, 6:54 am by Kelly Phillips Erb
He’s listed as one of 13 initial defendants in that civil action mentioned earlier which has petitioned for class action status; the other defendants in that action are ITS Financial, LLC (“ITS”); TCA Financial, LLC (“TCA Financial”); TCA Capital, LLC (“TCA Capital”); Tax Tree, LLC (“Tax Tree”); James B. [read post]
19 Sep 2022, 4:25 am by Peter J. Sluka
  XRI’s other co-founder is Matthew Gabriel, a former structured finance attorney. [read post]
12 Aug 2022, 4:00 am by Jim Sedor
Wanda Vázquez Garced, charging her in a bribery scheme that was allegedly aimed at financing her failed 2020 gubernatorial campaign. [read post]
12 Nov 2019, 4:47 am by Andrew Lavoott Bluestone
“This action is one of several stemming from a massive fraud involving Wimbledon’s investment advisor, Weston Capital Asset Management, LLC (“Weston”), and its related affiliates, which resulted in guilty pleas by defendant Albert Hallac (“Hallac”), Weston’s founder and president, and Keith Wellner (“Wellner”), Weston’s general counsel. [read post]
26 Jan 2012, 5:16 pm by Mack Sperling
  They alleged that Wells Fargo (then Wachovia) had breached its fiduciary duty to them because it failed to obtain an accurate appraisal on the lot and it also failed to determine that the LLC borrowing the funds was insufficiently capitalized to repay the loan. [read post]
1 Jul 2016, 6:11 am
Posted by Luo Zuo, Cornell University, on Wednesday, June 29, 2016 Tags: Behavioral finance, Earnings announcements, Executive performance, Firm performance, Management, Manager characteristics, Managerial style, Market reaction Seven Deadly Fallacies of Activist Investing’s Critics Posted by Charles Nathan, Finsbury LLC, on Wednesday, June 29, 2016 Tags: Boards of Directors, Firm performance, Institutional Investors, Long-Term value, Management, Proxy voting,Shareholder… [read post]
5 Feb 2016, 6:22 am
Schwartz, University of Colorado Law School, on Tuesday, February 2, 2016 Tags: Agency costs, Behavioral finance, Capital formation, Crowdfunding, Disclosure, Entrepreneurs, Information asymmetries, Investor protection, JOBS Act, Reputation, SEC, SEC rulemaking, Securities Regulation, Small firms, Social networks, Solicitation, Venture capital firms Corporate Governance Survey—2015 Proxy Season Posted by David A. [read post]
17 Aug 2011, 1:24 pm by WIMS
The health care and finance/insurance sectors would also experience positive indirect impacts. [read post]
10 Jun 2022, 12:01 pm by Erik L. Johnson
  The FTC brought successful litigation against BlueHippo Funding, LLC for violations of the TILA and engaging in deceptive practices in violation of the FTC Act, by promising to finance new computers, collecting money from consumers and failing to provide computers. [read post]
15 Mar 2017, 7:00 am by Alexander J. Davie
Selling equity to investors is the most common method of raising capital for startups. [read post]
2 Aug 2024, 3:00 am by Jim Sedor
Trump Media Quietly Enters Deal with a Republican Donor Who Could Benefit from a Second Trump Administration MSN – Justin Elliott, Robert Faturechi, and Alex Mierjeski (ProPublica) | Published: 7/30/2024 Donald Trump’s media company made its first major purchase: technology to help stream TV on Truth Social from an obscure entity called JedTec LLC. [read post]
24 Jan 2020, 10:34 am by luiza
AR Capital – In July 2019, AR Capital LLC, along with its founder Nicholas Schorsch and its former CFO Brian Block, agreed to pay $60.75 million, including $39 million in disgorgement and interest as well as penalties totaling $21.75 million, to resolve SEC charges that they wrongfully obtained millions of dollars in connections with mergers that were sponsored and managed by AR Capital. [read post]
17 Apr 2014, 7:56 am by Debra A. McCurdy
In contrast, he explained that in capitation reimbursement models, there is an inherent incentive to deny care. [read post]
20 Aug 2021, 5:54 am
Llewellyn and Julia Forbess, Fenwick & West LLP, on Thursday, August 19, 2021 Tags: Board composition, Boards of Directors, Disclosure, Diversity, ESG, Listing standards, NASDAQ, SEC, SEC rulemaking, Securities regulation Public Entrepreneurial Finance around the Globe Posted by Abhishek Dev (Yale School of Management), on Thursday, August 19, 2021 Tags: Capital formation, Entrepreneurs, Information… [read post]
21 Jun 2024, 6:30 am
Posted by Blair Jones, Austin Vanbastelaer, Justin Beck, Semler Brossy LLC, on Friday, June 14, 2024 Tags: CEO Pay, Compensation committees, Institutional Investors, Proxy advisors, Say on pay Mid-Season Review of 2024 Proxy Season Posted by Jennifer A. [read post]