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4 May 2011, 6:50 pm
SOX is a federal law that – among other things – provides whisteblower protection for employees of publicly traded companies who lawfully disclose certain types of information to (a) a federal regulatory or law enforcement agency, (b) a Member of Congress or any committee of Congress, or (c) a person with supervisory authority over the employee. [read post]
10 Mar 2022, 10:37 am
In addition, new Item 106(b) would require the disclosure of policies and procedures for assessing cybersecurity risks, and Item 106(c) would require disclosure of a registrant's cybersecurity governance, including the board's oversight of cybersecurity risk and management's role and expertise in assessing and managing risks. [read post]
25 Jul 2013, 6:23 am
Declining to adopt a de minimis exception; b.) [read post]
9 Nov 2018, 6:55 am
(B&C®) are committed to this project. [read post]
26 Jun 2009, 6:00 am
Any plan to reduce emissions by, say, 5% will (a) require concerted action from the management of the company to establish the company's baseline emissions, (b) require an outlay up front to finance initiatives and new technologies that will reduce emissions and (c) will likely result in greater efficiencies and therefore impact future operating expenses. [read post]
1 Jun 2020, 1:12 pm
So to implement regulations targeting social media companies, the FCC would have to explain how—under what legal authority—it is allowed to issue regulations aimed at social media companies. [read post]
3 Apr 2024, 1:28 pm
The plaintiffs allege that the defendants violated Sections 11 and 15 of the Securities Act of 1933 and Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
13 Dec 2017, 12:54 am
Only, here we are very far from the setting of a publicly owned company in which owner-employees may only own a smallish piece. [read post]
16 Sep 2015, 6:39 am
(Note that “old” here is merely used to differentiate Rule 506(b) from Rule 506(c); the availability of Rule 506(b) has not been eliminated by the new amendment.) [read post]
28 Jun 2007, 11:07 pm
In 2006, 31% of Series B rounds reflected valuations of $30 million or more, and 37% of Series C and later rounds reflected valuations of $61 million or more. [read post]
23 Feb 2015, 2:10 pm
A planned visit to British Columbia (B.C.) by Petronas executives in March 2015 has raised hopes that Petronas affiliate Pacific NorthWest LNG’s proposed LNG export terminal is still under consideration by the company. [read post]
3 Mar 2024, 6:52 am
” The complaint alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
29 May 2020, 4:37 am
(b) In May of 2019, the White House launched a Tech Bias Reporting tool to allow Americans to report incidents of online censorship. [read post]
2 Apr 2013, 5:01 am
The insurance company C. [read post]
17 Jun 2024, 8:00 am
PepsiCo Beverage Sales, LLC d/b/a PepsiCo Beverage Company Case No. 1:24-cv-00456) in U.S. [read post]
22 Mar 2016, 7:31 am
But how much control does a company really have over these social media assets? [read post]
22 Mar 2016, 7:31 am
But how much control does a company really have over these social media assets? [read post]
11 Dec 2015, 1:56 pm
A “retail buyer fund” is a qualifying private fund that is neither a venture capital company nor a qualifying private fund that qualifies for the Section 3(c)(7) exclusion from the “investment company” definition in the 1940 Act. [read post]
13 Feb 2022, 9:01 pm
Warning letters often are not issued until a company has been given months to years to correct problems. [read post]
24 Jul 2010, 1:55 pm
There was a material misrepresentation in the application for coverage and consequently the insured's coverage was forfeited pursuant s. 19(1)(b)( c) of the Insurance (Motor Vehcile) Act. [read post]
