Search for: "Corporate Funding & Investments LLC" Results 821 - 840 of 1,716
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23 Dec 2016, 1:00 am
Eisenberg, K&L Gates LLP, on Monday, December 19, 2016 Tags: Accounting, Asset management, Broker-dealers, Conflicts of interest, Disclosure, Dodd-Frank Act, FCPA, Fiduciary duties, Hedge funds, Insider trading, Investment advisers, Private equity, SEC, SEC enforcement, Securities enforcement A New Administration: Change and Continuity in Securities Regulation Posted by William McLucas & Harry Weiss, Wilmer Cutler Pickering Hale and Dorr LLP, on Monday, December 19,… [read post]
20 Dec 2016, 4:04 pm by Kevin LaCroix
  Litigation funding has attracted investment funds because it presents an investment alternative uncorrelated with traditional investments vehicles, and because the early movers and sophisticated players like Burford and IMF Bentham have generated impressive investment returns. [read post]
19 Dec 2016, 3:21 am by Peter Mahler
The plaintiffs moved for a preliminary injunction restraining defendant from engaging in any transactions outside the ordinary course of business, or taking any distributions, or using the LLC’s funds to pay defendant’s legal fees. [read post]
25 Nov 2016, 1:01 am
Reid, Davis Polk & Wardwell LLP, on Monday, November 21, 2016 Tags: Alternative entities, Asset management, Brexit, EU, Europe, Financial regulation, Fund managers, International governance, Private equity, Private funds, UK Thoughts for Directors Posted by Steven B. [read post]
11 Nov 2016, 11:00 pm by Gordon Firemark
Are you paying taxes and annual filing fees to keep a corporation or LLC “open” unnecessarily? [read post]
11 Nov 2016, 11:00 pm by Gordon Firemark
Are you paying taxes and annual filing fees to keep a corporation or LLC “open” unnecessarily? [read post]
11 Nov 2016, 11:00 pm by Gordon Firemark
Are you paying taxes and annual filing fees to keep a corporation or LLC “open” unnecessarily? [read post]
2 Nov 2016, 12:56 pm by Francis Pileggi
Sept. 19, 2016) Background:  Preferred Spectrum Investments, LLC (“PSI”) sought the recovery of attorneys’ fees and expenses totaling $20 million from Preferred Communication Systems, Inc. [read post]
31 Oct 2016, 7:47 am by Adam Weinstein
The investment fraud lawyers of Gana LLP are investigating the regulatory complaint filed by The Financial Industry Regulatory Authority (FINRA) involving former FSC Securities Corporation (FSC) broker Leonard Fox (Fox) out of the firm’s Marlton, New Jersey office. [read post]
26 Oct 2016, 2:14 pm
This money funds four Philadelphia-area projects, and comes from a fund established by Act 89. [read post]
21 Oct 2016, 1:00 am
Nadler, Nadler Advisory Services LLC, on Wednesday, October 19, 2016 Tags: Board communication, Board composition, Board dynamics, Boards of Directors, Director qualifications, Diversity,Engagement, Executive turnover, Management, Oversight, Shareholder activism, Succession It Pays to Set the Menu: Mutual Fund Investment Options in 401(k) Plans Posted by Veronika Krepely Pool, Indiana University, on Thursday, October 20, 2016 Tags: 401(k), Conflicts of interest,… [read post]
4 Oct 2016, 4:10 am by SHG
  Copyright © 2007-2016 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
23 Sep 2016, 2:38 pm by Cathy Holmes
An EB-5 petitioner must show that the investment was made on his or her behalf, from his or her own funds. [read post]
23 Sep 2016, 2:38 pm by Catherine DeBono Holmes
An EB-5 petitioner must show that the investment was made on his or her behalf, from his or her own funds. [read post]
18 Sep 2016, 8:09 am by Adam Weinstein
Thereafter, Platinum defaulted on a $7.5 million repayment triggering a $30 million debt owed by Platinum Partners Arbitrage Fund to New Mountain Finance Corporation. [read post]
16 Sep 2016, 6:45 am by Adam Weinstein
  From September 2010 until March 2011 Muirhead was associated with Bright Trading, LLC. [read post]
8 Sep 2016, 7:40 am
__________ ToNorges Bank5 April 2016Recommendation to exclude Duke Energy Corp., Duke Energy Carolinas LLC, Duke Energy Progress LLC and Progress Energy Inc. from the Government Pension Fund Global (GPFG)  Confidential pursuant to section 13 subsection 1 of the Freedom of Information Act, cf section 3-4 subsection 1 of the Securities Trading Act.Summary The Council on Ethics for the Government Pension Fund Global recommends the exclusion of Duke… [read post]
5 Sep 2016, 6:30 am by Kevin LaCroix
For example, Burford Capital, which at its founding invested 100% of its funds in individual cases, in 2015 invested just 13% in individual cases. [read post]
25 Aug 2016, 7:51 am by Arina Shulga
 For Regulation CF offerings, Wefunder charges investors up to 2% of their investment and the company up to 3% of their total funding volume. [read post]
23 Aug 2016, 2:56 pm by Marc Soss
This will require the Grantor to retitle real property, bank and investment accounts, and any business interests (LLC interests or stock in an S-Corporation) into the Trust. [read post]