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12 Sep 2023, 6:31 am
During the past proxy year (July 1, 2022, through June 30, 2023), the team conducted 1,049 engagements with 832 companies in the United States, representing $3.1 trillion in equity assets under management in the region. [read post]
11 Jan 2012, 8:00 am by David Rodman
Dillion Jr. when he joined Ruby Tuesday management as a senior vice president. [read post]
In a February 7, 2011 Schedule 13D filing with the Securities and Exchange Commission (SEC), entities associated with Douglas Schaller (Schaller Equity Partners, Schaller Equity Management, Inc. and Schaller Investment Group Incorporated) disclosed an 8.3% ownership stake in Cardinal. [read post]
26 Oct 2018, 7:31 am by Silver Law Group
  Craft Capital Management LLC   David Rodgers   Allstate Financial Services, LLC   Rodgers Capital Management   Michael Sekusky   Jimmy Tran   J.P. [read post]
26 Feb 2019, 6:25 am by Staff Attorney
  From March 2009 until December 2013 Lamendola was registered with Equity Services, Inc. [read post]
15 Jul 2014, 6:27 am by Adam Weinstein
The attorneys at Gana LLP are investigating claims that former Sterne Agee Financial Services Inc. [read post]
23 Mar 2018, 6:23 am
Sridharan (Northwestern University), on Sunday, March 18, 2018 Tags: Behavioral finance, Boards of Directors, Earnings management, Entrenchment, Equity-based compensation, Executive Compensation, Incentives, Long-Term value, Management, Pay for performance, Say on pay, Short-termism The Appraisal of AOL, Inc. [read post]
25 Apr 2019, 11:59 am by Silver Law Group
Equity Sales Company   UBS Painewebber Inc   Sercia, Anthony   Traderfield Securities Inc   Legend Securities   Soto, Rani   Prudential Investment Management   AllianceBernstein Investments   Stanley, Cornell Jr. [read post]
29 Jun 2016, 4:27 pm by Sabrina I. Pacifici
This reflects an increase of more than $700 billion in common equity capital to a total of $1.2 trillion during the same period. [read post]
21 Dec 2019, 8:20 am by Staff Attorney
According to the NorthStar Healthcare’s website, the investment formed to originate, acquire and asset manage equity and debt investments in healthcare real estate. [read post]
20 Oct 2011, 7:17 am
FINRA suspended the Private Asset Group Inc. in May 2010 for failing to pay arbitration fees after it sold $2 million in private placements, and Provident Asset Management was expelled in March after selling $50,000 in oil and gas private placements that promised annual returns of 18 percent. [read post]
3 Mar 2017, 6:16 am
Gallagher & Co., on Friday, February 24, 2017 Tags: Clawbacks, Compensation disclosure, Compensation ratios, Disclosure, Dodd-Frank Act, Equity-based compensation, Executive Compensation, Firm performance, Hedging, Incentives, ISS, Management, Pay for performance, Say on pay, Securities regulation, Stock options Private Funds Year in Review and 2017 Outlook Posted by Ari M. [read post]
8 Jun 2018, 6:47 am
Global Governance: Board Independence Standards and Practices Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Friday, June 1, 2018 Tags: Asia-Pacific, Board independence, Boards of Directors, Europe, International governance, Securities regulation Caremark and Reputational Risk Through #MeToo Glasses Posted by Arthur H. [read post]