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8 Dec 2019, 2:18 pm
Johnson is currently registered with member firm Coastal Equities, Inc. [read post]
6 Dec 2019, 5:43 am
Performance Metrics: Accelerating the Stakeholder Model Posted by Connor Doyle, Equilar, Inc., on Friday, November 29, 2019 Tags: Accounting, Board composition, Boards of Directors, Corporate culture, Diversity, Firm performance, Performance measures, Shareholder primacy, Stakeholders Policy Overhaul—Executive Compensation Posted by Glenn Davis and Ken Bertsch, Council on Institutional Investors, on Saturday, November 30, 2019… [read post]
1 Dec 2019, 7:00 am
California-based GoodRx Inc. [read post]
26 Nov 2019, 7:44 am
According to FINRA Disciplinary actions for November 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Ajayi, Emmanuel JP Morgan Securites LLC HSBC Securities (USA) Inc Arts, Christopher Scarsdale Equities LLC Leeb Brokerage… [read post]
18 Nov 2019, 8:02 am
He has led two private equity/venture capital-backed companies as president and CEO. [read post]
18 Nov 2019, 8:02 am
He has led two private equity/venture capital-backed companies as president and CEO. [read post]
15 Nov 2019, 7:00 am
Publishers Business Services Inc. v. [read post]
12 Nov 2019, 11:22 am
(Altman Weil, Inc. [read post]
4 Nov 2019, 10:50 am
This post summarizes published decisions from the Fourth Circuit Court of Appeals that may be of interest to state criminal practitioners from October, 2019. (1) Defendant’s statements following officer’s promise to not arrest were involuntary and properly suppressed; defendant’s statements before the promise were voluntary; (2) No Rodriguez violation where officer had reasonable suspicion to stop vehicle and to extend the stop’s duration; (3) Inevitable discovery applied… [read post]
3 Nov 2019, 5:14 pm
Home Products International, Inc. v. [read post]
1 Nov 2019, 12:00 pm
But, preliminarily, let me say how much I appreciate the chance to return to New England, where my great-grandfather first came after an escape from slavery, service in the United States Navy, and settling in Massachusetts in 1865; where slightly less than one-hundred years later I received my bachelor’s degree a few miles away from here; and where I have made so many good friends over the years including the late Charles Schmidt as well as Matt Bodah, both outstanding labor… [read post]
1 Nov 2019, 6:00 am
Buccola (University of Pennsylvania), on Monday, October 28, 2019 Tags: Bankruptcy, Covenants, Credit default swaps, Debtor-creditor law, Defaults, Derivatives, Distressed companies, Greenmail, Hedge funds, Shareholder activism The New Paradigm Posted by Martin Lipton and William Savitt, Wachtell, Lipton, Rosen & Katz, on Monday, October 28, 2019 Tags: Boards of Directors, ESG, International… [read post]
25 Oct 2019, 6:31 am
Collard, Sullivan & Cromwell LLP, on Wednesday, October 23, 2019 Tags: CFIUS, FIRRMA, International governance, Securities regulation, Treasury Department A Review of ISS Proposed 2020 Policy Changes Posted by Lisa Stimmell and Courtney Mathes, Wilson Sonsini Goodrich & Rosati, on Wednesday, October 23, 2019 Tags: Board independence, Boards of Directors, Charter & bylaws, Dual-class stock, Institutional… [read post]
25 Oct 2019, 3:00 am
Since then, the three have helped each other flourish inside the Republican Party ecosystem, recommending each other’s services to top party officials and candidates. [read post]
24 Oct 2019, 9:16 am
Christopher Majdi, Director of Valuation & FMV Services at Premier, Inc. [read post]
24 Oct 2019, 9:16 am
Christopher Majdi, Director of Valuation & FMV Services at Premier, Inc. [read post]
23 Oct 2019, 12:39 pm
Dominion Energy, Inc. [read post]
22 Oct 2019, 12:22 pm
According to FINRA Disciplinary actions for August 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Sandra Acree Fidelity Brokerage Services Andrew Baker Suntrust Investment Services Wells Fargo Advisors William Cannon Lifemark… [read post]
22 Oct 2019, 11:44 am
According to FINRA Disciplinary actions for August 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Patrick Auckland TIAA-VREF Individual & Institutional Services Morgan Stanley Matthew DiNinno Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith Nicholas Diesso Ameriprise Financial… [read post]
22 Oct 2019, 10:26 am
According to FINRA Disciplinary actions for August 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Carolyn Andrews UBS Financial Services Morgan Keegan & Company Meiewyn Avent Alliance-One Investments Metlife Investors Distribution Co… [read post]
