Search for: "Gary Gensler"
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17 Sep 2021, 11:41 am
The Securities and Exchange Commission’s (SEC) Chairman, Gary Gensler, recently directed the staff to present recommendations to "freshen up" and tighten some provisions in Exchange Act Rule 10b5-1. [read post]
17 Sep 2021, 11:06 am
In a press release issued when the whistleblower program surpassed the $1 billion milestone, SEC Chair Gary Gensler stated: “Today’s announcement underscores the important role that whistleblowers play in helping the SEC detect, investigate, and prosecute potential violations of the securities laws. [read post]
17 Sep 2021, 5:45 am
Shields (Chapman University), and Gregory Waymire (Emory University), on Friday, September 10, 2021 Tags: Behavioral finance, Financial reporting, Information environment, Management, Oversight, Reputation Remarks by Chair Gensler Before the Investor Advisory Committee Posted by Gary Gensler, U.S. [read post]
16 Sep 2021, 4:12 pm
The agency’s press release about the latest awards unusually includes a statement from the SEC Chair, Gary Gensler, who is quoted as saying that “Today’s announcement underscores the important role that whistleblowers play in helping the SEC detect, investigate, and prosecute potential violations of the securities laws,” adding that “the assistance that whistleblowers provide is crucial to the SEC’s ability to enforce the rules of the road for… [read post]
16 Sep 2021, 10:03 am
In announcing these awards, SEC Chair Gary Gensler stated that the awards “underscore[] the important role that whistleblowers play in helping the SEC detect, investigate, and prosecute potential violations of the securities laws. [read post]
16 Sep 2021, 7:48 am
SEC Chair Gary Gensler said that the announcement “underscores the important role that whistleblowers play in helping the SEC detect, investigate, and prosecute potential violations of the... [read post]
16 Sep 2021, 6:07 am
In the SEC’s press release, SEC Chair Gary Gensler issued the following statement: “Today’s announcement underscores the important role that whistleblowers play in helping the SEC detect, investigate, and prosecute potential violations of the securities laws. [read post]
15 Sep 2021, 2:30 pm
“Today’s announcement underscores the important role that whistleblowers play in helping the SEC detect, investigate, and prosecute potential violations of the securities laws,” said SEC Chair Gary Gensler. [read post]
15 Sep 2021, 6:16 am
Posted by Gary Gensler, U.S. [read post]
15 Sep 2021, 3:22 am
SEC Chair Gary Gensler testified yesterday before the Senate Committee on Banking, Housing and Urban Affairs. [read post]
14 Sep 2021, 3:18 pm
We’re sure all Gary Gensler needs to stop worrying and love payment for order flow is time. [read post]
14 Sep 2021, 3:15 am
Dave blogged last month about SEC Chair Gary Gensler publicly committing to protect investors from fraud in the crypto space – a signal that he would be open to the SEC playing a greater regulatory role in the world of digital assets. [read post]
14 Sep 2021, 3:00 am
This Cadwalader blog recaps the contrasting views that SEC Chair Gary Gensler and SEC Commissioner Hester Peirce expressed during the meeting on market regulation, technology and new financial products. [read post]
10 Sep 2021, 9:15 am
SEC Chair Gary Gensler has spoken about placing limits on 10b5-1 plans, signaling possible Commission action.Recommendation. [read post]
10 Sep 2021, 6:17 am
Posted by Gary Gensler, U.S. [read post]
9 Sep 2021, 9:13 pm
That is, if I have $100 and you have $100 and Gary Gensler has $100, our money might be pooled together to make a $300 loan to Elon Musk. [read post]
7 Sep 2021, 7:03 am
Look, when Gary Gensler took his seat at the head of the SEC earlier this year, we were promised something a little different. [read post]
6 Sep 2021, 8:07 am
Every year after Labor Day, I take a step back and survey the most important current trends and developments in the world of Directors’ and Officers’ liability and insurance. [read post]
5 Sep 2021, 11:29 am
Much can be gleaned from comments we tracked last week by SEC Chair Gary Gensler testifying by video before the European Parliament, Today, investors in our markets increasingly want to understand the climate risks, workforces, and cybersecurity risks of the companies whose stock they own or might buy. [read post]
3 Sep 2021, 2:33 pm
J.D.SEC Chair Gary Gensler, on September 1, 2021, addressed the European Parliament Committee on Economic and Monetary Affairs about predictive data analytics, digital engagement practices, financial stability, crypto assets, and issuer environment, social, and governance (ESG) disclosures. [read post]
