Search for: "Hedge Fund Attorney"
Results 821 - 840
of 1,708
Sorted by Relevance
|
Sort by Date
9 Nov 2009, 7:30 am
Kovachev was involved in the conspiracy to sell fake promissory notes from about October 2008 to about December 2008 and one victim, a hedge fund, lost $100 million. [read post]
15 Jul 2009, 12:42 pm
NAF has long claimed it was "independent and neutral" but it turns out that a group of New York hedge funds invested in the arbitration company and also acquired a majority stake in a debt collection agency which acquired the collection operations of the law firm Mann Bracken. [read post]
9 Jul 2008, 6:03 pm
The probe surfaces just weeks after prosecutors charged two former Bear Stearns hedge fund managers with securities fraud, the first criminal prosecutions in the year-long credit crunch. [read post]
10 Feb 2023, 6:18 am
Crypto Currency Exchange Class Actions One of the riskier investments that Mashinsky made was the loan of $1 billion to Alameda Research, the hedge fund arm of the now-defunct cryptocurrency exchange FTX created by founder Sam Bankman-Fried. [read post]
5 Sep 2023, 12:53 pm
Investing in EFTs can offer advantages such as offsetting or hedging risk in a portfolio. [read post]
6 Mar 2008, 9:16 am
Peloton Partners ABS Fund, a hedge fund heavily invested in subprime indexes, AAA rated subprime securities and high quality Alt-A securities, just announced that the $1.8 billion fund was being liquidated and that investors were unlikely to get any money back. [read post]
28 Feb 2025, 12:02 pm
By requiring private equity groups, hedge funds, MSOs, and health systems to submit pre-transaction notices, the bill would broaden the regulatory reach of OHCA. [read post]
26 Jul 2013, 5:17 am
The much harsher sentence proposed by the government would have been longer than the 11-year term given in 2011 to Galleon hedge-fund founder Raj Rajaratnam for his insider-trading conviction. [read post]
22 Feb 2012, 1:08 pm
In its Press Release, the Commission touted similar cases (some of which are discussed here and here) and the fact that it "has charged 22 defendants in enforcement actions arising out of its expert networks investigation, which has uncovered widespread insider trading at several hedge funds and other investment advisory firms … [with] illicit gains totaling nearly $110 million. [read post]
22 Feb 2012, 1:08 pm
In its Press Release, the Commission touted similar cases (some of which are discussed here and here) and the fact that it "has charged 22 defendants in enforcement actions arising out of its expert networks investigation, which has uncovered widespread insider trading at several hedge funds and other investment advisory firms … [with] illicit gains totaling nearly $110 million. [read post]
15 Nov 2008, 6:35 pm
These redemptions have forced many hedge funds to liquidate positions in order to fund the withdrawals. [read post]
8 May 2009, 10:00 am
Lateral Link has been busy sourcing openings in Fortune 100 companies, media companies, hedge funds and renewable energy for attorneys taking advantage of these programs. [read post]
21 Nov 2010, 11:53 pm
If you are relying on this section, you shall not be deemed to be holding yourself out generally to the public in the United States as an investment adviser, within the meaning of section 202(a)(30) of the Act (15 U.S.C. 80b-2(a)(30)), solely because you participate in a non-public offering in the United States of securities issued by a private fund under the Securities Act of 1933 (15 U.S.C. 77a). **** Bart Mallon, Esq. is a hedge fund attorney and providers… [read post]
23 Sep 2014, 6:19 pm
We Get High With a Little Help From Our Friends:We had lunch today with a hedge fund client who, based on the nationwide trend towards legalizing marijuana or decriminalizing it, is going to capitalize on the trend by investing in.... rehab facilities. [read post]
27 Mar 2014, 12:14 pm
According to a news release dated March 24, 2014, the Financial Industry Regulatory Authority (FINRA) announced that LPL Financial has been fined $950,000 for the firm's failures in supervision over alternative investments, including non-traded REITs, oil and gas partnerships, business development companies, hedge funds, managed futures and other illiquid pass-through investments. [read post]
27 Jan 2014, 7:41 am
Parker MacIntyre, LLC provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds and issuers of securities, among others. [read post]
12 May 2009, 10:40 pm
The Scheme Beginning in November 2004, Dreier began to sell promissory notes to hedge funds. [read post]
15 Apr 2021, 3:06 pm
The plaintiff in the lawsuit mentioned above worked for a Wall Street hedge fund as a managing director and portfolio manager. [read post]
29 Oct 2009, 12:16 pm
According to a 2006 article in Forbes, O'Quinn's own firm had pending cases against stock brokers and hedge funds for shorting the shares of weak companies, and against Ford for rollover accidents caused by the Ford Explorer In the past decade, O'Quinn won, through settlement or verdicts, more than $20 billion for his clients. [read post]
18 Apr 2016, 9:15 am
Parker MacIntyre, LLC provides legal and compliance services to investment advisers, broker dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
