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13 Apr 2018, 4:21 am by Alan White
None of these revolving door appointees are especially surprising; in Republican and Democratic administrations alike, what is truly surprising is when someone who is NOT an industry lobbyist or insider is appointed to regulate banks. [read post]
10 Feb 2015, 12:04 pm by Adam Levitin
 The servicing industry is all about economies of scale (and that's part of its problem). [read post]
24 Dec 2010, 6:00 am
Moynihan said the Bank of America is "completing permanent modifications at a rate of no one else in the industry" but that when homeowners do not qualify for either a private or government modification the bank forecloses. [read post]
22 Jan 2011, 8:46 am by Ryan McKeen
We could choose to bank our daughter’s cord blood with a private bank. [read post]
3 Sep 2020, 10:55 am by Scott H. Kimpel
Referencing the OCC’s June 4 advanced notice of proposed rulemaking on digital activities in banking, Senator Crapo inquired of Acting Comptroller Brooks: What activities related to cryptocurrencies or cryptoassets are financial services companies or bank customers engaged in and what are the barriers or obstacles to further adoption of crypto-related activities in the banking industry; How is distributed ledger technology used or potentially used in… [read post]
The EPC is the “decision-making and coordination body of the European banking industry in relation to payments” that was formed to implement a Single Euro Payments Area (SEPA). [read post]
31 May 2018, 3:00 am by Corbin Bridge
This is a continuation in a multi-part series that will focus on the competitive landscape in the retail real estate industry, as part of our expanding research in real estate investment banking. [read post]
26 Jan 2012, 1:15 am
As previously reported on InsureReinsure, the State of New York merged its the Insurance and Banking Departments into a new, single agency known as the Department of Financial Services (“DFS”), with new and heightened oversight responsibilities over the financial services industry as a whole. [read post]
3 Aug 2016, 8:05 am by John Jascob
Piwowar called for an update to the staff’s Industry Guide 3 which assists bank holding companies in preparing their disclosure documents. [read post]
21 Oct 2013, 2:27 pm by Editorial Board
On October 17, Sir Richard Lambert, the leader of the proposed organization to monitor standards in the UK banking industry, gave a speech outlining his plans for the new body. [read post]
4 Apr 2012, 7:05 am
A Financial Industry Regulatory Authority arbitration panel has ruled in favor of James Zeigon, a former executive for Deutsche Bank AG, in an investment loss case. [read post]
7 Jun 2017, 6:56 am by Adam Levitin
 The banking industry has been doing incredibly well since Dodd-Frank, outperforming the S&P 500, for example. [read post]
13 May 2024, 10:00 pm by Sherica Celine
Following high-profile bank failures that reverberated through the banking industry in 2023, bank mergers and acquisitions (M&A) continue to be a focal point in 2024. [read post]
4 Nov 2009, 6:11 am
Rutledge, executive vice president in charge of the Bank Supervision Group at the Federal Reserve Bank of New York, and Chairman of the Senior Supervisors Group.) [read post]
4 Jun 2020, 10:31 am by Renae Lloyd
Bank of America to pay $7.23 million in Restitution to Clients FINRA Sanctions Bank of America for Overcharging Customers on Mutual Funds According to the Financial Industry Regulatory Authority (FINRA) this week, Bank of America Corp. agreed to pay $7.23 million in restitution and interest to settle the regulator’s allegations that it overcharged customers on mutual funds. [read post]
16 Jan 2013, 3:31 am by Jack Goldsmith
  The WSJ adds: “The outcry is particularly significant from an industry that usually seeks to keep the government at arm’s length. [read post]
18 Jun 2007, 5:46 am
” Community’s press release accompanying the 8-K contains plenty of defensive posturing and pins the blame on the “confusion surrounding the standard” and “limited regulatory guidance” - but it never really says what the SEC found objectionable in the way the company applied Statement 159: “Due, in part, to the timing of its release, SFAS No. 159 had been a source of significant confusion and controversy within the… [read post]