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31 Jan 2023, 3:25 am by David Lynn
While we are considering potential changes to corporate insider trading policies in the wake of the SEC’s recent Rule 10b5-1 amendments, the SEC will considering changes to its rules around employee trading in securities. [read post]
19 May 2017, 7:34 am by Jacqueline M. Allen
NetSpend Corporation (NetSpend) recently agreed to settle with the Federal Trade Commission (FTC) regarding allegations that NetSpend deceived consumers about certain aspects of NetSpend’s reloadable prepaid cards. [read post]
7 Feb 2014, 5:48 am by Doug Cornelius
The Financial industry – Life is Getting Tough by Michael Volkov in Corruption, Crime & Compliance In recent statements from the Justice Department and regulatory officials, prosecutors and regulators have warned the industry that individuals may be prosecuted in the future for money laundering violations. [read post]
11 Nov 2018, 6:03 am
The court held that a fund does not act contrary to SEC guidance by concentrating in a particular industry where the investments exceed the 25% concentration threshold merely as the result of a passive increase in the share value of fund holdings, as opposed to the acquisition of additional shares. [read post]
19 May 2013, 1:06 am by Sai Vinod
 PATENT HOLD-UP & ROYALTY STACKING Judge Robart throughout the analysis was conscious of patent ‘hold-up’ and ‘royalty stacking’ in the industry. [read post]
13 Dec 2017, 1:45 pm by Nate Nead
Turtle is the holding company for ESL, the world’s largest eSports company. [read post]
30 Oct 2006, 9:30 am
Now that corruption cases like Enron and WorldCom are falling out of the news, two influential industry groups with close ties to administration officials are hoping to swing the regulatory pendulum in the opposite direction. [read post]
26 Sep 2011, 10:11 am by Gerry Riskin
  Author Susan Hansen says: Valorem… now boasts a list of big, brand-name clients, including funeral industry giant Service Corporation International; national shoe retailer DSW Inc.; Veolia Water, a supplier of water and wastewater management services; and the online travel site kayak.com. [read post]
26 May 2021, 6:41 pm by Jim Walker
The shareholder vote is non-binding on the corporation’s directors. [read post]
31 Oct 2011, 11:00 am by Jon L. Gelman
’”The irony does not stop with Honeywell – AAJ’s report also highlights the litigation hypocrisy of ILR board members FedEx, Dow Chemical Company, General Motors Corporation, Caterpillar, State Farm, Koch Industries, Abbott Laboratories, Prudential and Johnson & Johnson.Online ads will run this week on major news sites and blogs to promote the report, Do As I Say, Not As I Sue: Exposing the Lawsuit-Happy Hypocrites of U.S. [read post]
30 Aug 2007, 11:06 am
Experienced, thoughtful observers of the industry have written about this at length (and the linked article is I think the most important thing ever written on the P-C industry), and the point of first-party insurance bad-faith law in part is to counterbalance the power imbalance that insurers hold over their insureds at the time of claim -- at the time their insureds are most in need and dependent on their performance, which explains the emotional oomph that typifies… [read post]
30 Aug 2007, 6:06 am by Marc Mayerson
Experienced, thoughtful observers of the industry have written about this at length (and the linked article is I think the most important thing ever written on the P-C industry), and the point of first-party insurance bad-faith law in part is to counterbalance the power imbalance that insurers hold over their insureds at the time of claim - at the time their insureds are most in need and dependent on their performance, which explains the emotional oomph that typifies… [read post]
30 Aug 2007, 6:06 am by Marc Mayerson
Experienced, thoughtful observers of the industry have written about this at length (and the linked article is I think the most important thing ever written on the P-C industry), and the point of first-party insurance bad-faith law in part is to counterbalance the power imbalance that insurers hold over their insureds at the time of claim - at the time their insureds are most in need and dependent on their performance, which explains the emotional oomph that typifies… [read post]
30 Aug 2007, 11:06 am
Experienced, thoughtful observers of the industry have written about this at length (and the linked article is I think the most important thing ever written on the P-C industry), and the point of first-party insurance bad-faith law in part is to counterbalance the power imbalance that insurers hold over their insureds at the time of claim -- at the time their insureds are most in need and dependent on their performance, which explains the emotional oomph that typifies… [read post]
24 Oct 2014, 4:00 am by Robert McKay
As one insider reminded me, if all that matters is maximizing the share price and you hold a great number of shares and options, your primary focus will probably be on that protecting and growing that price. [read post]
14 Sep 2011, 2:59 am
 Will Non-O157 Testing Become An Industry Standard? [read post]
17 Feb 2015, 9:35 am by Kevin Jackson
In 2012, the California Supreme Court issued its highly-anticipated opinion in Brinker Restaurant Corporation, et al. v. [read post]