Search for: "Investment Management Advisory Group"
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14 Jul 2017, 8:23 am
CION and Apollo Announce Joint Venture CION Investment Group LLC and Apollo Investment Management LP, the sponsor and sub-adviser of non-traded business development company CION Investment Corporation, are creating a joint venture where both companies will own a 50 percent interest in CION Investment Management LLC, the BDC’s adviser. [read post]
13 Jul 2017, 6:10 am
BONDS AS INVESTMENTS. [read post]
11 Jul 2017, 3:05 am
“Human Capital Management” Disclosure: A SEC Rulemaking Petition As noted in this press release, a group of institutional investors with $2.8 trillion in assets – that is “trillion” with a “T” – has filed this rulemaking petition with the SEC that includes 9 categories of disclosures about human capital management. [read post]
10 Jul 2017, 6:52 am
BWA’s Form ADV and Investment Advisory Contracts stated that clients would typically be billed anywhere from 1 percent to 1.5 percent of their assets under management on a quarterly basis. [read post]
24 Jun 2017, 12:44 pm
Wedbush Securities Inc. is a registered investment advisory firm located in Los Angeles, CA. [read post]
24 Jun 2017, 12:44 pm
Wedbush Securities Inc. is a registered investment advisory firm located in Los Angeles, CA. [read post]
23 Jun 2017, 3:17 pm
Investment Advisory Firm Founder Gets 2-Year Prison Term, Will Pay $1.3M for Fraud Michael J. [read post]
23 Jun 2017, 10:05 am
If you have questions about investments you made with Raymond James & Associates, Inc., the securities attorneys of The White Law Group may be able to help. [read post]
23 Jun 2017, 10:05 am
If you have questions about investments you made with Raymond James & Associates, Inc., the securities attorneys of The White Law Group may be able to help. [read post]
20 Jun 2017, 1:15 pm
My job description is intentionally broad because I am responsible for overseeing the firm’s investment team as well as the client advisory group, where we focus our attention on complex estate, tax and financial planning. [read post]
12 Jun 2017, 3:10 pm
It aims to keep customer charges stable and improve safety and flight efficiency by investing in operations and controlling costs. [read post]
12 Jun 2017, 3:10 pm
It aims to keep customer charges stable and improve safety and flight efficiency by investing in operations and controlling costs. [read post]
31 May 2017, 10:41 am
The company also offers strategic advisory, asset management, tax-deferred exchange and capital markets solutions. [read post]
24 May 2017, 9:13 am
Limited Partner Advisory Committees Perhaps the best tool a private equity or venture capital fund can establish to manage its conflicts of interest is an limited partner advisory committee, which is a group of fund investors, or investor representatives, that represent the interests of the investors. [read post]
19 May 2017, 9:49 am
If the fund only invests in assets that are not securities, then the investment advisory regulatory regime does not apply. [read post]
19 May 2017, 7:25 am
Meadlin (“Meadlin”), an investment adviser, and Hyaline Capital Management, LLC (“Hyaline”), his advisory firm. [read post]
18 May 2017, 7:41 am
The Order alleges that Barclays Capital, in its capacity as a dually-registered investment adviser and broker-dealer, overcharged advisory clients in the course of its wealth and investment management business. [read post]
11 May 2017, 7:36 am
Barclays will directly refund an additional $3.5 million to advisory clients who invested in third-party investment managers and investment strategies that underperformed while going unmonitored. [read post]
11 May 2017, 7:30 am
From his perspective as an investment manager, the JOBS Act is a “total home run,” he said. [read post]
3 May 2017, 5:40 am
It will also continue to consult with stakeholders and review recommendations from the expert advisory panel in developing FSRA’s mandate and governance structure. [read post]
