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26 Jul 2023, 9:01 pm
The final rules make a Federal Communications Commission-related exception to disclosure,[17] but no similar exception applies for breaches of private health information.[18] While the Commission’s responsibility is to ensure that investors receive timely, material information, it sometimes has to defer to other government agencies with overarching mandates to protect national security, public safety, and critical infrastructure.[19] Harming Investors Although… [read post]
16 May 2012, 7:38 am
Andrew and NASAA also do not raise the provocative possibility that crowdfunding dollars may go where banks, private equity funds, venture capitalists and angel investors fear to tread: big, bold, long term projects of fundamenal societal import that simply won't be attractive if ROI in the near term runs the agenda. [read post]
9 Jan 2013, 6:36 pm
Khadafy into bank accounts, real estate, stock investments and businesses abroad. [read post]
2 Nov 2010, 7:47 pm
A sale would be "too hard to pull off" with the moratorium in effect. and living with the possibility of becoming a bank holding company did not interest the investors who owned the bank (which was why they acquired an ILC charter in the first place). [read post]
7 Nov 2023, 9:05 pm
That includes communicating why an AI solution was chosen, how it was designed and developed, on what grounds it was deployed, how it’s monitored and updated, and the conditions under which it may be retired. [read post]
21 Aug 2009, 3:46 pm
Although a few protests from bank officials who assert Schack is unfairly acting as judge and jury are acknowledged, positive reactions from the legal community for his activism may prove to ring more loudly in the long run if more federal and state judges follow his example. [read post]
24 Dec 2009, 6:24 pm
Many of the plaintiffs in that lawsuit are believed to be members of the Amish community. [read post]
18 Jan 2019, 5:56 am
Smith, EY Center for Board Matters, on Friday, January 11, 2019 Tags: Board communication, Board performance, Boards of Directors, Corporate culture, Engagement, Institutional Investors, Risk management, Shareholder activism, Stakeholders Compensation Season 2019 Posted by Adam J. [read post]
31 Mar 2013, 7:26 am
“In today’s world where you can buy a competent color printer for less than $200, it’s hard to understand why investors place so much faith in bank statements, invoices, and contracts. [read post]
5 Nov 2018, 7:04 am
The SEC, in an administrative proceeding, charged Lorenzo, director of investment banking at registered broker-dealer Charles Vista, LLC, with violating Securities Act Section 17(a)(1), Exchange Act Section 10(b), and Exchange Act Rules 10b-5(a), (b), and (c) for sending emails that contained false or misleading statements to investors at the behest of Lorenzo’s boss. [read post]
23 Aug 2008, 8:20 pm
This rule tighten was a direct result of the sub-prime lending crisis plaguing our nation's banks and lending institutions. [read post]
19 Jul 2021, 4:15 am
Ways to Invest in a Small Business If a small business in your community is looking for investors, there are two main ways you can provide funding: debt financing and equity financing. [read post]
7 Aug 2019, 9:23 am
The new service, dubbed FedNow, will reach “every bank in every community in the country,” said economist and Fed governor Lael Brainard in making the announcement in an afternoon presentation at the Federal Reserve Bank of Kansas City. [read post]
31 Dec 2020, 7:08 am
(Callan Institute, 2019 ESG Survey).But ESG investing has reached further than just institutional investors. [read post]
27 Jun 2023, 5:35 am
The communications reportedly included emails, instant messages and communications sent over Bloomberg terminals. [read post]
10 Feb 2010, 7:28 pm
The sale would force banks tied to the portfolio to slash the value of the real estate, a move that could prove fatal for more than one community bank if they do not have the reserves to offset the losses, Chris Marinac, bank analyst with FIG Partners LLC, wrote in a Feb. 1 letter to investors. [read post]
17 Jun 2022, 8:20 am
ShareIn a decision that was much anticipated in the international business community, the Supreme Court on Monday clarified the scope of 28 U.S.C. [read post]
21 Aug 2019, 6:02 am
The communications surfaced after the ex-Wilkie attorney was indicted for defrauding the card giant in a related action. . . . [read post]
3 Mar 2016, 12:22 pm
The pre-existing state RPS allowed investor-owned utilities (IOUs) to bank and carry forward RECs indefinitely. [read post]
22 Jun 2011, 10:39 am
Thomas asserted that the ruling “follows from” Central Bank of Denver N.A. v. [read post]
