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22 Dec 2009, 1:52 pm
Merrill Lynch Pierce, Fenner & Smith Inc. was acquired by the Bank of America last year and is now a wholly owned subsidiary of that Bank. [read post]
6 Aug 2020, 9:08 am by Renae Lloyd
Financial Advisor Charles Kenahan, Merrill Lynch, Boston, MA New Hampshire Investigates Merrill Lynch & Charles Kenahan regarding $80 million in customer complaints. [read post]
23 Oct 2021, 6:32 am
Frustrated Former Merrill Lynch Employee Could Not Be Promoted But Maybe Could Have But the Firm Says It Didn't Have To (BrokeAndBroker.com Blog)http://www.brokeandbroker.com/6135/finra-merrill-promotion/In a recent employment dispute, Merrill Lynch argued that although they had intended to promote an employee, they could not have promoted the employee, but that they had the right to decide not to promote him even if they couldn't; but, regardless of… [read post]
8 Mar 2019, 8:54 am
Good Intentions Pave Merrill Lynch Stockbroker's Retirement Highway to Hell (BrokeAndBroker.com Blog)http://www.brokeandbroker.com/4482/finra-merrill-lynch-team/Two veteran, female Wall Street stockbrokers worked at UBS before joining Merrill Lynch. [read post]
22 Mar 2019, 6:09 am
As set forth in part in the SEC Press Release:The SEC’s order found that Merrill Lynch improperly borrowed pre-released ADRs from other brokers when Merrill Lynch should have known that those brokers – middle... [read post]
1 May 2012, 6:01 am by Mark Astarita
Bank of America did not disclose the Merrill Lynch losses until after the shareholders approved the merger. [read post]
4 Jun 2012, 8:07 pm by Mark Astarita
From the New York Times:Days before Bank of America shareholders approved the bank’s $50 billion purchase of Merrill Lynch in December 2008, top bank executives were advised that losses at the investment firm would most likely hammer the combined companies’ earnings in the years to come. [read post]
11 Apr 2010, 3:35 pm by Simon Lester
Continuing with my occasional (although becoming somewhat frequent) posts on NAFTA Chapter 11 non-discrimination standards, there is a new decision to talk about: Merrill & Ring v. [read post]
4 Mar 2007, 7:26 am
Merrill Corp. has acquired Lextranet. [read post]
27 Feb 2007, 12:19 pm
., Merrill Lynch and Company, PriceWaterhouseCoopers, And Others Yesterday, the Supreme Court announced that it will not take a case involving Crown Vantage Inc. and its allegations that PriceWaterhouseCoopers LLP, Merrill Lynch and Co., Inc., a Credit Suisse Group unit, as well as other individuals and companies, approved a fraudulent transaction that had been executed by James River Corp., Crown's parent company at the time. [read post]
23 Feb 2009, 2:35 pm
The New York Attorney General's office asked a state judge to order former Merrill Lynch CEO John Thain to provide more information about those bonuses paid before Merrill's merger with Bank of America last year. [read post]
17 Sep 2009, 1:26 pm
The latest news today on the BofA-Merrill merger investigations is that the New York AG has issued subpoenas to 5 current or former directors of Bank of America, seeking to learn what they knew about Merrill's financial condition and the... [read post]
17 Dec 2011, 7:54 am by immigrationprof
Merrill writes: The most surprising immigration part from the December 11... [read post]
15 Nov 2007, 4:47 am
Fink as the next chief of Merrill Lynch. [read post]
23 Nov 2011, 6:35 am by immigrationprof
Here is Merrill' capsule summary: "Rising Newt Gingrich made the news... [read post]
3 Aug 2014, 11:14 pm by Rebecca C. Morgan Stetson Law
Hutchins "works with other Merrill Lynch financial advisers to manage their clients' transitions into retirement. [read post]
6 Mar 2009, 2:38 pm
The legal sqabble between Bank of America and New York Attorney General Andrew Cuomo over Merrill Lynch's bonuses continued on Thursday and Friday, as the two sparred over testimony over a former senior Merrill executive. [read post]