Search for: "Principal Financial Group, Inc.," Results 821 - 840 of 948
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16 Jun 2016, 2:48 pm by Kevin LaCroix
  Cybersecurity at SEC-registered entities like Morgan Stanley has become a top priority for the SEC inspections group and enforcement division. [read post]
26 Mar 2024, 2:38 am by CMS
The Claimants were successful on appeal to the Court of Appeal and, thereafter, the Bank appealed to the Supreme Court in February 2017 (Akers and others  v Samba Financial Group [2017] UKSC 6). [read post]
24 Nov 2010, 11:44 am by cap95
Foreign Agents Registration Act Amendment (P.L. 110-81, Sect. 212) Provides that "agents of a foreign principal" must file a registration statement with the Attorney General listing detailed financial and business information. [read post]
6 Aug 2021, 4:00 am by Jim Sedor
The investigation concerned a PAC called the Freedom for All Americans, which used to be known as Rand Paul for President Inc. and was his principal campaign committee during his presidential run in 2015 and 2016. [read post]
On August 23, 2024, the Small Business Administration (SBA) posted a proposed rule to update and clarify aspects of various SBA small business programs, including but not limited to the HUBZone Program and 8(a) Business Development Program. [read post]
28 Jan 2014, 3:36 pm by Marty Lederman
  A holding that the three corporations at issue here--Hobby Lobby Stores, Inc., Mardel, Inc., and Conestoga Wood Specialties Corp. [read post]
30 Mar 2016, 10:08 am by Cynthia Marcotte Stamer
  In a recent editorial opinion published by CNN, Americans footing bill for substandard child care, for instance, Joanne Chiedi, HHS Principal Deputy Inspector General wrote that families whose children are cared for in childcare centers receiving federal subsidies cannot trust the safety of these environments. [read post]
30 Mar 2016, 10:08 am by Cynthia Marcotte Stamer
  In a recent editorial opinion published by CNN, Americans footing bill for substandard child care, for instance, Joanne Chiedi, HHS Principal Deputy Inspector General wrote that families whose children are cared for in childcare centers receiving federal subsidies cannot trust the safety of these environments. [read post]
5 Sep 2023, 4:21 am by Peter J. Sluka
  Additionally, Sigalit alleged that in April of 2016, her husband received a call from Kahlon’s partner in a venture named Project Verte, Inc. [read post]
20 Jul 2015, 9:07 am by Marty Lederman
 First, a quick note on the government's new final rules regarding the religious accommodation (including its extension to some for-profit employers such as Hobby Lobby, Inc.). [read post]
28 Jan 2021, 6:09 pm by Francis Pileggi
Those duties depend on the context of the communication, and whether the communication is to an individual stockholder or to a group of stockholders. [read post]
6 Oct 2017, 11:39 pm by Wolfgang Demino
As part of the package of remedies imposed  by the Consumer Financial Protection Bureau upon the National Collegiate Student Loan Trusts and their debt collector, TransWorld Systems, Inc. [read post]
2 Oct 2019, 9:01 pm by Neil H. Buchanan
Companies like Data Resources, Inc. and Chase Econometrics were being quoted uncritically in major news sources. [read post]
8 Jun 2022, 9:01 pm by Gary Gensler
Last year, during the meme stock events, that share swelled to a peak of 47 percent.[2] What’s more, 90-plus percent of retail marketable orders are routed to a small, concentrated group of wholesalers that pay for this retail market order flow.[3] It’s not clear, with such market segmentation and concentration, and with an uneven playing field, that our current national market system is as fair and competitive as possible for investors. [read post]