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30 Jan 2011, 2:35 pm
NASAA is proposing that states adopt regulations which requires private fund managers to register as investment advisers with the state unless that manager only provides advice to funds which are exempt under Section 3(c)(7). [read post]
20 Oct 2010, 1:46 pm
First, I briefly explain the optimal approach to allocating public funds from a welfare economics perspective. [read post]
18 Apr 2011, 1:19 pm
In addition, Dodd-Frank provides some new exemptions, such as for advisers to venture capital funds and advisers to private funds with less than $150 million in assets under management in the United States.In the letter to the NASAA president, Mr. [read post]
18 Sep 2023, 6:21 am
Until that effort bears fruit, however, the Association hopes that home institutional funds would be available to support the researcher’s presentation. [read post]
10 Sep 2021, 12:31 pm
Business associates who provide services to these health care providers are less likely to have developed policies and procedures dealing with workforce and subcontractor vaccination requirements. [read post]
22 Dec 2012, 7:27 am
According to the SEC’s order instituting settled administrative proceedings against TFM and Ziskin, disclosures in ZSF’s prospectuses and statements of additional information provided that the fund could trade options only to hedge its portfolio. [read post]
25 Feb 2009, 2:10 am
State legislators recently introduced three bills that would bring changes to the state's longstanding hands-off approach, according to a letter the Connecticut Hedge Fund Association sent to its members on Tuesday.Hearings on the bills are scheduled for February 27 at the Connecticut state capitol in Hartford.The bills would require hedge funds to obtain a state license, provide an independent annual financial audit, disclose fees and report significant… [read post]
6 Feb 2012, 3:20 pm
" by Davian Letter") As of September 30, 2011, Chou Associates Management 2,310,209 owned Overstock.com common shares and the Chou America Mutual Fund owned 515,726 shares for a total 2,825,935 shares. [read post]
14 Nov 2011, 2:28 pm
Hamilton provides domestic partner benefits. [read post]
30 May 2011, 10:36 am
In this regard, hedge fund managers would provide regulators with relevant information on the funds they manage in order to allow for efficient monitoring, provided that regulators establish appropriate confidentiality protections for sensitive information. [read post]
10 Jan 2017, 7:20 am
Kerwin Tesdell is president of the Community Development Venture Capital Alliance, the association of venture capital funds that provide equity financing for businesses that create good jobs, wealth, and entrepreneurial capacity in underinvested areas of the United States and the world. [read post]
17 Jun 2022, 6:57 am
The request for comment observes that while indexes tend to be associated with passive investing, index providers make active design decisions, particularly in the case of specialized indexes. [read post]
14 May 2018, 5:01 am
The Fraternal Order of Police, the International Association of Fire Fighters, and the Downtown Neighborhood Alliance came together and announced a plan for a public vote to establish 0.25 percent to the sales tax, with the proceeds earmarked for public safety funding. [read post]
27 Nov 2011, 4:14 am
The primary question under Indian law would be whether this would amount to a public offering in terms of section 67 of the Companies Act that requires a prospectus and associated compliances. [read post]
27 Jan 2008, 5:53 am
Richard Baker (R-LA) will become CEO of the Managed Funds Association (MFA), the primary trade association of the hedge fund industry. [read post]
15 Mar 2023, 7:00 am
The Federal Reserve’s disclosures under the BTFP will be consistent with the disclosures it made, beginning in 2020, under the Primary Dealer Credit Facility, Commercial Paper Funding Facility and Money Market Mutual Fund Liquidity Facility. [read post]
21 Dec 2017, 6:56 am
Some brokers may have downplayed the risks associated with alternative investments and misled investors into thinking that they are “safe” investment products. [read post]
6 Jan 2012, 10:08 pm
(Cf NECA-IBEW Pension Fund v. [read post]
27 Jun 2017, 7:07 pm
“The Investment Company Institute (ICI) is a leading global association of regulated funds, including mutual funds, exchange-traded funds (ETFs), closed-end funds, and unit investment trusts (UITs) in the United States and similar funds offered to investors in jurisdictions worldwide. [read post]
3 Feb 2016, 9:42 am
If you were promised good returns with safety to your principal over a short investment horizon, yet were not informed of the many risks associated with energy sector investments, you may have a claim premised on suitability. [read post]
