Search for: "Raymond James " Results 821 - 840 of 1,051
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
FINRA ruled in favor of an investor who filed a claim in June 2009 alleging a breach of fiduciary duty and contract by Raymond James & Associates and Raymond James Financial Services. [read post]
12 Jul 2010, 2:18 am by Kevin LaCroix
  The poor track record in the auction rate securities cases has not been limited just to companies that had entered regulatory settlements, as was demonstrated, for example, in the dismissal granted in auction rate securities suit filed against Raymond James (about which refer here). [read post]
8 Jul 2010, 7:22 am by Frank Pasquale
(Review of Ian Bremmer, The End of the Free Market: Who Wins the War Between States and Corporations? [read post]
1 Jul 2010, 5:20 pm by carie
What will the Supreme Court be like without its liberal leader? [read post]
19 Jun 2010, 11:06 pm by Joseph C. McDaniel
The tanker spilled 11 million gallons in Alaska in 1989, but it took nearly two decades for the courts to determine what the company had to pay.Said Raymond James analyst Morris, "Anytime you have lawyers billable by the hour, you know it's going to drag out. [read post]
16 Jun 2010, 7:52 pm
Raymond James analyst Pavel Molchanov estimates the total legal cost of the BP Oil Spill (including criminal fines) at $62.9 billion. [read post]
14 Jun 2010, 8:39 am by David Cosgrove
He also conducted the investigation the led to fraud charges against Raymond James Financial for the Brite Business fraud.In sum, if you are keeping a watchful eye on compliance, litigation, and regulatory issues—and you should be—the ALI-ABA conference in Boston next month will certainly be worth the price of admission.About the AuthorDavid Cosgrove is the managing partner of the law firm of Cosgrove Law, LLC. [read post]
4 Jun 2010, 2:00 pm by Kevin
Raymond Ave., Fullerton Miguel Ortiz, 30, MOB Works, 975 N. [read post]
28 May 2010, 6:13 am by Ray Dowd
Discourse on the nature of parody, the public domain, James Joyce's Ulysses and copyright law. tweetmeme_source = 'raydowd'; Copyright Litigation Handbook (West 4th Ed. 2009) by Raymond J. [read post]
21 May 2010, 3:38 pm by Ray Dowd
[Likely on consignement from Flechtheim, 1933 – 1934])James Mayor Gallery, London. [read post]
19 May 2010, 4:36 pm by Adam Thierer
Mike Wendy and I have just released a new PFF white paper, “The Constructive Alternative to Net Neutrality Regulation and Title II Reclassification Wars. [read post]
10 May 2010, 10:52 am by Richard Renner
WPRI has posted a copy of an affidavit by FBI Special Agent James D. [read post]
3 May 2010, 8:56 pm
Raymond James Financial Services Inc., with a $36,046,959 average AUM/rep 4. [read post]
29 Apr 2010, 2:31 pm by Sam E. Antar
This news of an imminent evaluation from Netherland Sewell was frequently mentioned in fawning investor reports by Raymond James and on blogs and message boards promoting InterOil. [read post]
13 Apr 2010, 7:01 am
LNG destinations over European terminals has eroded.Separately, analysts with Raymond James released an analysis yesterday predicting that domestic natural gas supplies and LNG imports are "threatening to overwhelm [U.S. gas] storage this summer. [read post]