Search for: "Securities Investor Protection Corporation"
Results 821 - 840
of 4,476
Sort by Relevance
|
Sort by Date
24 Feb 2022, 11:35 am
Spraggins was appointed by President Clinton as the director of the Securities Investor Protection Corporation and she also served as a Super Delegate for New York in President Obama’s 2008 presidential election. [read post]
24 Feb 2022, 6:39 am
The Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission, the Federal Reserve, the Federal Deposit Insurance Corporation, and the Office of the Comptroller of the Currency will also consider market protection measures. [read post]
23 Feb 2022, 6:06 am
Background In April 2015, the Securities and Exchange Commission (SEC) proposed an amendment to Item 402 of Regulation S-K, which included specific terms and provisions for the disclosure of pay for performance (P4P) reporting. [1] The P4P proposal emanated from the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank). [read post]
18 Feb 2022, 1:22 pm
(Division of Corporate Finance Staff, SEC). [read post]
18 Feb 2022, 7:27 am
JEFFREY NEWMAN REPRESENTS WHISTLEBLOWERS INCLUDING SEC WHISTLEBLOWERS REGARDING MAJOR CORPORATE FRAUD. [read post]
17 Feb 2022, 7:59 am
However, in interest-bearing accounts, the investors do not have these protections. [read post]
15 Feb 2022, 2:05 pm
As I have noted in prior posts on this site, the surge in special purpose acquisition corporation (SPAC) IPO transactions over the last two years has also meant a wave of SPAC-related lawsuits. [read post]
15 Feb 2022, 9:48 am
The position of the letter coincides with the SEC’s strong position of protecting U.S. investors. [read post]
15 Feb 2022, 12:23 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
14 Feb 2022, 12:25 pm
Stein, 986 F.3d 161 (2d Cir. 2021) where in a private offering, a Bermudan corporation bought shares in a Bermudan holding company that invested in U.S. insurance services. [read post]
11 Feb 2022, 6:11 am
Securities and Exchange Commission, on Thursday, February 10, 2022 Tags: Accredited investors, Hedge funds, Institutional Investors, Investor protection, Private funds, Retail investors, SEC, Securities regulation Statement by Chair Gensler on Private Fund Advisers Proposal Posted by Gary Gensler, U.S. [read post]
9 Feb 2022, 9:52 am
Apparently not–but then the lobbyists would say if they’d insisted on actual protection and reform there would have been no bill (pka no bonus). [read post]
9 Feb 2022, 5:35 am
The main reason to choose Delaware is for its predictable laws that protect investors. [read post]
8 Feb 2022, 11:29 am
Beyond simply enabling firms to earn returns on their investments, patents might signal to potential investors that a company is successful and/or valuable. [read post]
7 Feb 2022, 6:56 pm
The amicus listed existing protections for stockholders and creditors, including under federal securities laws and Delaware fiduciary duties. [read post]
4 Feb 2022, 1:23 pm
Undermining User Privacy & Security. [read post]
4 Feb 2022, 5:53 am
Wong, Morrison & Foerster LLP, on Sunday, January 30, 2022 Tags: Corporate fraud, Due diligence, Institutional Investors, Misconduct, Securities fraud, Securities litigation, Tech companies, Theranos Log4j: Enforcement Risk for Public Companies Posted by Caitlyn M. [read post]
4 Feb 2022, 3:30 am
Securities law scholars have considered this as an “investor protection” problem. [read post]
4 Feb 2022, 2:44 am
Our firm is experienced with helping physicians, professionals, business owners, board members, real estate investors, and retirees create and—just as important—maintain a comprehensive liability protection plan. [read post]
31 Jan 2022, 12:46 pm
Lenders are subject to corporate income tax at 25 per cent, VAT at 6 per cent and stamp duty at 0.005 per cent. [read post]
