Search for: "Security 1 Lending" Results 821 - 840 of 2,572
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15 Apr 2023, 5:58 am by Ambrosio Rodriguez
The following are some of the most common questions about bail and bail bonds. 1. [read post]
8 Feb 2021, 4:01 pm by Sabrina I. Pacifici
The Fed created facilities to assist commercial paper markets, corporate bond markets, money market mutual funds, primary dealers, asset-backed securities, states and municipalities, and a Main Street Lending Program for mid-size businesses and nonprofits. [read post]
16 Jan 2023, 11:47 pm by Penny Biram
According to section 45(1)(a) of the Act, financial assistance includes lending money, guaranteeing a loan or other obligation, and securing any debt or obligation. [read post]
12 Sep 2023, 9:01 pm by renholding
In that context, we have put out to public comment proposals regarding securities lending,[6] short sale disclosures,[7] and large position reporting for securities-based swaps.[8] I will take a moment to elaborate on our work in equity markets and private funds. [read post]
5 Oct 2017, 5:20 pm by Wolfgang Demino
See precise figures for Trust 2007-1 in the table from the Prospectus below: Extent of undersecuritization of the securities issued by National Collegiate Trusts for several of themWhen Mr. [read post]
23 Apr 2014, 7:40 am by Maureen Johnston
Harris 13-888Issue: (1) Whether the Ninth Circuit erred in holding that respondents, in seeking to prove their claims under the Employee Retirement Income Security Act (ERISA), could invoke the presumption of class-wide reliance approved by this Court for securities claims in Basic Inc. v. [read post]
26 May 2008, 8:58 am
A copy of the complaint and removal petition can be found here.The plaintiffs allege that the Registration Statement issued in connection with the merger contained material misrepresentations and omissions concerning National City’s lending practices, financial results and liquidity. [read post]
28 Mar 2011, 11:57 pm by Вихър Георгиев
However, the EP authorities refused to give access to these offices and claimed these would be secured by EP security personnel. [read post]
16 Oct 2023, 3:15 am by John Jenkins
The blog points out the importance of considering a company’s direct and indirect exposures to the impact of the conflict, particularly for those companies with material business ties to the region and those that lend to or borrow from entities in Israel or Gaza. [read post]
21 Feb 2023, 5:32 am by Etelka Bogardi (HK) and Conrad Lam
If a P2P lending platform manages or pools client monies or issues securities (including notes or debentures), or where part of the loans the lenders participate in is regarded as interests in a CIS or other types of securities, the platform will also be subject to regulation by the SFC. [read post]
21 Oct 2021, 6:35 am by John Jascob
The GameStop report noted that equities are currently settled on a T+2 basis and options are settled on a T+1 basis.Lastly, two items on the SEC’s regulatory agenda would address short sales and the lending/borrowing of securities. [read post]
23 Sep 2008, 4:01 am
At latest word (refer here), a competing bidder is weighing an alternative bid despite the fact that Buffett’s company has already injected $1 billion in cash into Constellation. [read post]
23 Oct 2020, 6:00 am by Fadi Yousef
Under the new amendment, whistleblowers who voluntarily provide the SEC with original information about violations of securities laws shall be awarded a share of between 10% and 30% of monetary sanctions ultimately imposed by the SEC when sanctions exceed $1 million. [read post]
22 May 2015, 6:41 am by Supreme People's Court Observer
 The new Company Law has made it possible for funds to come in and out easily, but because many of these companies lack secure sources of operating capital and have to depend on private lending (shadow banking), if one party to these transactions has a funding problem, it causes a multi-party chain reaction and creates many complex shareholding disputes. [read post]
10 Jul 2019, 11:15 am by Daniel Leslie (CA)
The assets forming the FBBD must be unencumbered and may not be used for securities lending purposes. [read post]
29 Apr 2014, 8:15 am by Allison Tussey
Herrera faces a maximum statutory penalty of 30 years in prison and a $1 million fine. [read post]