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30 Aug 2023, 10:00 pm
The SEC approved the Final Rules despite strong industry objection and dissents from Commissioners Hester Peirce and Mark Uyeda. [read post]
30 Aug 2023, 10:28 am
Securities and Exchange Commission (SEC) issued two separate whistleblower awards: for $1.5 million and $600,000 respectively. [read post]
30 Aug 2023, 9:23 am
Two SEC commissioners issued a public statement about the case calling for further dialogue about the applicability of the federal securities laws to NFTs, positing as follows: We understand why the Commission was concerned about this NFT sale. [read post]
29 Aug 2023, 8:10 am
Pix Credit © LC Backer August 2'23This from Robert McCorquodale of the UN Working Group for Business and Human Rights:The Working Group on Business and Human Rights is beginning to draft a report on Investors, ESG and Human Rights. [read post]
28 Aug 2023, 9:50 am
Securities and Exchange Commission (SEC) announced an $18 million whistleblower award. [read post]
28 Aug 2023, 8:59 am
The presiding judge also issued a mandamus order to the respondents, compelling them to securely destroy all accumulated data under the supervision of the DPC. [read post]
25 Aug 2023, 6:30 am
Securities and Exchange Commission, on Thursday, August 24, 2023 Tags: advisors, Financial regulation, investors, issuers, Monetary policy, Private funds, SEC enforcement, Transparency [read post]
25 Aug 2023, 6:30 am
Securities and Exchange Commission, on Thursday, August 24, 2023 Tags: advisors, Financial regulation, investors, issuers, Monetary policy, Private funds, SEC enforcement, Transparency [read post]
25 Aug 2023, 4:00 am
National/Federal Democratic Group Plans $10 Million Push to Protect Election Officials DNyuz – Nick Corasaniti (New York Times) | Published: 8/17/2023 A group that works to elect Democrats as the top election officials in states around the country is planning a $10 million venture to pay for private security for election officials of both parties, register new voters, and try to combat disinformation. [read post]
24 Aug 2023, 6:31 am
The views expressed in the post are those of Commissioner Uyeda, and do not necessarily reflect those of the Securities and Exchange Commission or the Staff. [read post]
24 Aug 2023, 6:31 am
The views expressed in the post are those of Commissioner Uyeda, and do not necessarily reflect those of the Securities and Exchange Commission or the Staff. [read post]
24 Aug 2023, 5:47 am
Commissioners Peirce and Uyeda both dissented, with both noting that there was no showing that imposing FINRA membership would be an advantage over the way things are done now, or in another alternative and less-burdensome way. [read post]
23 Aug 2023, 11:48 am
ECOWAS Commissioner Abdel-Fatau Musah stated Monday that the bloc’s disposition towards the junta remains unchanged. [read post]
23 Aug 2023, 8:48 am
A study conducted by the Centre for Research and Security Studies (CRSS) reveals a distressing surge in blasphemy accusations and their dire aftermath. [read post]
23 Aug 2023, 8:05 am
According to the United Nations High Commissioner for Human Rights, “there were approximately 750 million diverted firearms in the hands of civilians in 2017. [read post]
23 Aug 2023, 7:41 am
An experienced lawyer may be the difference between securing release on bond or on recognizance, which will save a person from spending the night in jail. [read post]
22 Aug 2023, 2:51 pm
A delegation from ECOWAS, West Africa’s main regional bloc, arrived Saturday in Niamey to discuss diplomatic paths towards undoing the July 26 coup, following comments from ECOWAS Commissioner for Political Affairs, Peace and Security Abdel-Fatau Musah in which he threatened military intervention and stated that “the D-Day is also decided. [read post]
22 Aug 2023, 6:30 am
” Commissioners Hester M. [read post]
22 Aug 2023, 6:30 am
” Commissioners Hester M. [read post]
22 Aug 2023, 5:42 am
Device manufacturers would likely also have to notify the government before making available important security updates that fix known vulnerabilities and keep devices secure. [read post]
