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6 Feb 2017, 5:00 am
Conversations also indicated that the traders knew their manipulative conduct sometimes had an adverse impact on their counterparties. [read post]
24 Sep 2011, 6:31 am
For funds, the CPO should complete Form 40 as the trader. [read post]
11 Aug 2009, 6:03 am
The physically demanding tasks of a floor trader needed to be made very clear to both Mass Mutual and Guardian. [read post]
11 Nov 2021, 12:00 pm
Recalled products: 1-lb. cardboard packages containing four pieces of “TRADER JOE’S CHILE LIME CHICKEN BURGERS” with lot codes 2281, 2291, 2311, 2351, 2361, 2371, 2441, 2511, 2521, 2531, 2561, 2591, 2601, 2671, or 2721 represented on the label. [read post]
10 Aug 2020, 9:23 pm
The recalled products were sold on the West Coast, at Trader Joe’s (conventional red onions sold only in Arizona, California, Nevada, and Utah stores) and Ralph’s (conventional yellow onions sold only in California stores). [read post]
26 Jun 2012, 7:43 am
The Treaty Trader (E-1) visa and the Treaty Investor (E-2) visa are non-immigrant visas for nationals of a country with which the United States maintains a treaty of friendship, commerce and navigation to carry on substantial trade, principally between the United States and the treaty country (E-1), or to develop and direct the operations of an enterprise in which the national has invested or is in the process of investing a substantial amount of capital (E-2). [read post]
14 Aug 2008, 8:38 am
“If an investment bank has uncovered evidence that a trader has deliberately mispriced positions it then faces an additional burden: informing the Financial Services Authority (FSA). [read post]
27 Oct 2008, 10:20 am
“An east London market trader is to launch an appeal against a conviction for breaking metric laws. [read post]
31 Mar 2008, 10:03 am
“A financial trader accused of murdering a wealthy reclusive author at his north London home has been found guilty of dishonesty charges. [read post]
19 Dec 2010, 6:11 pm
Wired, Jan. 2011 at 92, describes a stock trader who identified seven key factors, such as revenue and earnings growth, most predictive of a stock’s performance. [read post]
19 Aug 2021, 9:25 am
Rather, Amazon appears to be following a playbook similar to the one embraced by grocers Aldi and Trader Joe’s. [read post]
30 Jan 2018, 10:21 am
”[3] Finding that the Supreme Court’s common law approach to proximate cause should apply, the 11th Circuit reasoned that: [L]osing money is a foreseeable result of investing with an unregistered trader, but this is not because a trader’s failure to register will itself cause any loss. [read post]
30 Mar 2007, 9:24 am
Solengo Capital coverage (scroll down) [DealBreaker] Ex-Amaranth traders ask blogs to remove materials [Reuters] [read post]
8 Jun 2009, 9:01 pm
Two Buck Chuck is made by Charles Shaw and is exclusive to Trader Joe's. [read post]
12 May 2014, 7:18 am
” This advanced technology gives high-frequency traders an advantage over other traders. [read post]
10 Oct 2009, 2:36 pm
However, it warrants emphasis that the SEC will crack down on hedge fund managers or traders involved with insider trading and the penalties are harsh. [read post]
5 Oct 2009, 5:34 pm
Traders with that much money won’t be using Penson. [read post]
29 Oct 2011, 12:06 am
TRADERS TALK BACK to OccupyChicago. “Go ahead and continue to take us down, but you’re only going to hurt yourselves. [read post]
12 Mar 2020, 8:15 am
FINRA has already provided notice regarding traders working at home. [read post]
2 Jun 2010, 3:07 am
On Maarch 3, 2010, FINRA’s National Adjudicatory Counsel entered a decision reversing a Hearing Panel’s finding that the CEO and institutional sales desk manager for a broker-dealer failed to reasonably supervise an institutional sales trader. [read post]
