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19 Nov 2021, 3:27 am
Appellate Court Affirms $11.5 Million in Damages and Costs in Employment Defamation Case (BrokeAndBroker.com Blog)SEC Charges Mother and Son with Insider Trading (SEC Release)SEC Obtains Final Judgment Against Analyst Charged with Aiding & Abetting New York Pension Fund Pay-To-Play Scheme (SEC Release)SEC Charges Oilfield Services Company and Former CEO With Failing to Disclose Executive Perks and Stock Pledges (SEC Release)Israeli Securities Trader Sentenced To 30 Months In Prison For… [read post]
17 Nov 2021, 2:07 pm
They include: Ponzi or Pyramid schemes or High-Yield Investment Programs Theft or misappropriation of funds or securities Manipulation of a security’s price or volume Front running, in which a trader is aware of pending customer orders for a security and buys or sells unfairly. [read post]
17 Nov 2021, 12:32 pm
Jeffrey Newman represents whistleblowers 617-823-3217 The post Securities & Exchange Chairman seeks rules to monitor high speed traders appeared first on Newman & Shapiro. [read post]
17 Nov 2021, 6:23 am
CAIT has urged that traders will not be made scapegoats or suffer financial losses in the midst of these corporate giants’ disputes. [read post]
17 Nov 2021, 3:00 am
Adding salt to the wounds, bond traders get to start their New Year’s Eve parties a little earlier: Sifma is calling for a 2 p.m. market close that day. [read post]
16 Nov 2021, 9:03 pm
“In the first place, we need to generate data and provide the evidence on who these traders are, what they are doing and what they need to do to help them mainstream in ways that can promote food safety and access to nutritious food,” Freeman said. [read post]
15 Nov 2021, 12:15 pm
Traders and businesses are facing similar problems associated with the decline of the Afghani and insufficiency of foreign exchange reserves in international transactions, which in turn is contributing to inflation. [read post]
12 Nov 2021, 5:57 pm
Trader Joe's is recalling certain chicken patty products that might be contaminated with bone fragments. [read post]
12 Nov 2021, 7:14 am
Lee explained that such extra scrutiny by broker-dealers is needed because of the recent surge in new, largely inexperienced retail traders into securities markets.Is it a recommendation? [read post]
12 Nov 2021, 6:24 am
Whether the Indian Trader Statutes (25 U.S.C. [read post]
11 Nov 2021, 9:06 pm
Thirteen people bought Citterio brand Premium Italian-Style Salame Sticks from Trader Joe’s, and one person bought them from Wegmans grocery store,” according to the CDC. [read post]
11 Nov 2021, 3:48 pm
Later, in the Middle Ages, newsletters became common forms of communication among extended families, traders, and those looking to share information in a format that eventually led to what we know (knew?) [read post]
11 Nov 2021, 12:00 pm
Recalled products: 1-lb. cardboard packages containing four pieces of “TRADER JOE’S CHILE LIME CHICKEN BURGERS” with lot codes 2281, 2291, 2311, 2351, 2361, 2371, 2441, 2511, 2521, 2531, 2561, 2591, 2601, 2671, or 2721 represented on the label. [read post]
10 Nov 2021, 9:54 am
“#WildlifeTrade laws are complex, and savvy traders exploit this using the internet’s anonymity. [read post]
10 Nov 2021, 9:54 am
“#WildlifeTrade laws are complex, and savvy traders exploit this using the internet’s anonymity. [read post]
9 Nov 2021, 9:56 pm
The applicant relied upon the ‘extended’ form of passing off (referred to in Chocosuisse Union des fabricants suisses de chocolat & Ors v Cadbury Ltd. [1999] EWCA Civ 856), which enables several traders to have rights over a sign which has acquired a reputation on the market (and whereby - as per the UK law of passing off - such notional use by another has constituted a misrepresentation, and damage was caused).The BoA had previously found that, whilst there was reputation… [read post]
9 Nov 2021, 6:59 am
Privacy concerns might, it was said, be a barrier to market for such traders and suppliers.Finally, the panel discussed where liability has fallen under the draft DSA with the [read post]
3 Nov 2021, 8:07 am
Seijas, along with a former trader, and a doctor, were allegedly running a cryptocurrency scheme through an entity, Q3 Trading Club from 2017 to 2019, according to an investor lawsuit filed in Florida. [read post]
2 Nov 2021, 8:49 am
KEY POINTS FOR TRADERS Banking licence or authorisation from the Central Bank may be required if a lender is conducting banking activities or “financial intermediation”. [read post]
1 Nov 2021, 3:43 pm
To maximize reach, CEOB leveraged multi-agency efforts and partnerships, including with the SEC, NFA, FINRA and the American Association of Retired Persons (AARP).In response to the “meme trading” trend, in which retail traders took cues from social media message boards and online posts and flooded into certain markets and products, the CEOB published a customer advisory warning about the risks of reacting to Internet hype without an understanding of commodity futures, options,… [read post]
