Search for: "U.S. Commodity Futures Trading Commission"
Results 821 - 840
of 1,248
Sorted by Relevance
|
Sort by Date
14 Mar 2011, 9:13 am
Less understood is how difficult it was to design a viable process for two widely respected agencies, the Securities and Exchange Commission (“SEC”) and the Commodity Futures Trading Commission (“CFTC”), to engage in joint rulemakings to implement Title VII, which governs the regulation of derivatives. [read post]
18 Oct 2019, 9:05 pm
Commodity Futures Trading Commission (CFTC) asserts that cryptocurrency is a commodity. [read post]
13 Aug 2021, 10:15 am
Examples include the Commodity Futures Trading Commission (CFTC), the Internal Revenue Service (IRS), and the Financial Crimes Enforcement Network (FinCEN). [read post]
12 Jul 2008, 6:01 am
Specifically, Steenland sought more regulatory power for the Commodity Futures Trading Commission (CFTC), a prohibition on pension funds from investing in energy commodities and law changes that would remove loopholes and increase oversight of speculators. [read post]
9 Nov 2016, 11:59 am
–China cooperation on global climate change is effectively over for the foreseeable future. [read post]
10 Mar 2014, 9:01 pm
Gox to buy, sell or trade Bitcoin. [read post]
11 May 2023, 12:36 pm
Commodity Futures Trading Commission, for related charges. [read post]
3 Aug 2022, 12:16 pm
However, the most important piece of this bill is that it would place the responsibility for regulating crypto assets with the Commodity Futures Trading Commission (“CFTC”) rather than with the SEC. [read post]
29 May 2012, 6:05 pm
District Court for the Southern District of New York, Kent Whitney an ex-registered floor broker at the Chicago Mercantile Exchange, agreed to pay $600K to settle allegations by the Commodity Futures Trading Commission that he made statements that were “false and misleading” to the exchange and others about a scam to trade options without posting margin. [read post]
15 May 2024, 9:05 pm
There are three dominant clearinghouses in the U.S. for derivatives trading on commodities: ICE, CME and LCH. [read post]
16 Aug 2012, 9:30 pm
The Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC) published final rules in the Federal Register that define the terms “swap” and “security-based swap,” moving forward with derivatives reforms required by the Dodd-Frank Act. [read post]
30 Sep 2016, 6:09 am
Commodity Futures Trading Commission, on Wednesday, September 28, 2016 Tags: Algorithmic trading, Capital markets, CFTC, Commodities, Cybersecurity, Derivatives, Dodd-Frank Act, Financial regulation, Financial technology, Futures, High-frequency trading, Innovation, Regulation AT, Risk, Swaps, Swaps entities, Systemic risk 90 Cents of Every “Pay-for-Performance” Dollar are Paid for Luck Posted by Moshe Levy,… [read post]
7 Jul 2010, 8:16 am
Commodity Futures Trading Commission while other agencies list an email or physical address to send a request, such as the Peace Corps. [read post]
23 Jul 2012, 9:34 pm
The Barclays fine includes the largest ever levied by Britain’s financial regulator and America’s Commodity Futures Trading Commission, for instance. [read post]
9 Jan 2010, 12:43 pm
Commodity Futures Trading Commission. [read post]
23 Jun 2009, 4:51 am
Insurance and reinsurance companies and their parent companies that previously were not subject to federal regulation would, under the new regulatory structure, for the first time be subject to federal oversight.A new body, the Financial Services Oversight Council, composed of the Secretary of the Treasury, Chairmen of the Federal Reserve Board, FDIC, SEC and the Commodity Futures Trading Commission, and the Directors of the new National Bank… [read post]
8 Apr 2016, 6:09 am
Adams, Goodwin Procter LLP, on Saturday, April 2, 2016 Tags: Capital markets, No-action letters, Partnerships, Private placements, Registration exemptions, REITs, Rule 144,SEC, Securities Regulation Freedom to Trade in the Age of Heightened Market Protection Posted by Anthony Candido, Clifford Chance LLP, on Sunday, April 3, 2016 Tags: CFTC, Commodities, Commodities Exchange Act, Derivatives, Dodd-Frank Act, Fair values, Futures, Investor protection,… [read post]
8 Apr 2016, 6:09 am
Adams, Goodwin Procter LLP, on Saturday, April 2, 2016 Tags: Capital markets, No-action letters, Partnerships, Private placements, Registration exemptions, REITs, Rule 144,SEC, Securities Regulation Freedom to Trade in the Age of Heightened Market Protection Posted by Anthony Candido, Clifford Chance LLP, on Sunday, April 3, 2016 Tags: CFTC, Commodities, Commodities Exchange Act, Derivatives, Dodd-Frank Act, Fair values, Futures, Investor protection,… [read post]
5 Jan 2015, 5:13 am
Commodities Futures Trading Commission. [read post]
9 Feb 2016, 4:39 am
The big request, which the White House is set to unveil formally Tuesday, calls for boosting annual funding for the Securities and Exchange Commission and the Commodity Futures Trading Commission to $3 billion and $500 million, respectively, by the fiscal year starting Oct. 1, 2020, according to a blog post by Jeffrey Zients, director of the National Economic Council. [read post]
