Search for: "United States v. Short" Results 821 - 840 of 10,135
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3 Apr 2023, 4:20 am
In 2023 FINRA Settles With Goldman Sachs Over Mismarked Short Sales Dating Back to 2015 (BrokeAndBroker.com Blog) FINRA Arbitration Award Gives Us A Case of Gas From Chipotle Bean Burrito Puts (BrokeAndBroker.com Blog) Steven Schwartz, Plaintiff, v. [read post]
3 Apr 2023, 4:20 am
Allstate Insurance Company, Defendants (Memorandum and Order, United States District Court for the Eastern District of New York) Goldman Sachs gets $3M FINRA fine for 60 million short sale errors (Financial Planning by Victoria Zhuang) Latest SEC budget request emphasizes an enforcement agenda (Financial Planning by Dan Shaw) Industry Group Calls on Finra to Drop Series 7 Sponsorship Requirement (Financial IQ by Sam Del Rowe) ... [read post]
3 Apr 2023, 4:20 am
Allstate Insurance Company, Defendants (Memorandum and Order, United States District Court for the Eastern District of New York) Goldman Sachs gets $3M FINRA fine for 60 million short sale errors (Financial Planning by Victoria Zhuang) Latest SEC budget request emphasizes an enforcement agenda (Financial Planning by Dan Shaw) ... [read post]
2 Apr 2023, 11:52 pm by Florian Mueller
For an institution that likes to lecture the whole world--at times even the United States--about democracy and the rule of law, it's remarkable what the Commission's draft SEP regulation envisages. [read post]
2 Apr 2023, 11:13 am by Giles Peaker
” The review decision barely dealt with this, stating: “140. [read post]
30 Mar 2023, 2:31 pm by Seyfarth Shaw LLP
  Last week, the United States Court of Appeals for the Fifth Circuit confirmed that a crane mechanic’s work on mobile cranes falls squarely within the scope of the Motor Carrier Act Exemption (MCE) to the Fair Labor Standards Act (FLSA). [read post]
30 Mar 2023, 10:31 am by John Elwood
United States, 21-8190Issue: Whether this Court should overturn its decision in United States v. [read post]
29 Mar 2023, 4:39 pm by Eugene Volokh
United States—a case raising crucial questions of religious freedom law and, most importantly, statutory interpretation. [read post]
28 Mar 2023, 3:03 pm by Eugene Volokh
The law of some states seems to reject this theory, see, e.g., Fashion Boutique of Short Hills, Inc. v. [read post]
27 Mar 2023, 9:33 pm by Ortiz Law Firm
First Unum Life Insurance Company that was decided by the United States District Court for the Northern District of Illinois. [read post]
27 Mar 2023, 10:25 am by Jeffrey Bellin
” The United States nods toward this possibility in a short section towards the end of its brief. [read post]
27 Mar 2023, 9:50 am by centerforartlaw
Another difference between R-Space and marketspaces in the United States is that trading between consumers is prohibited. [read post]
27 Mar 2023, 5:31 am by Melissa Stewart
Though it is not a state party to UNCLOS, the United States submitted a written statement “in its capacity as a Member State of the United Nations” in the only advisory opinion decided by the full tribunal to date. [read post]
27 Mar 2023, 1:25 am by INFORRM
The News Media Association (NMA) and National Union of Journalists issued statements stating that the changes would “weaken the flow of information from police forces to the general public, undermining the public right to know. [read post]
26 Mar 2023, 10:08 am by Thomas James
In short, the Order determined that the operation violated all five of the exclusive rights of copyright owners protected by the United States Copyright Act (17 U.S.C. sec. 106). [read post]