Search for: "Wall Street Financial Corporation"
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13 Mar 2017, 4:46 pm
The Securities and Exchange Commission President Trump’s nominee for the Chairmanship of the SEC, Jay Clayton, is a Wall Street lawyer who has made a career representing large financial firms and other corporate clients in financial transactions and regulatory matters. [read post]
8 Mar 2017, 6:35 am
State Street Global Advisors conspired in the middle of the night to drop a statue in Bowling Green Park of a girl facing off against the famous Wall Street Charging Bull. [read post]
7 Mar 2017, 4:28 pm
****************************** President Donald Trump has sharply criticized Wall Street for the “tremendous problems” it has caused our country and promised, “I’m not going to let Wall Street get away with murder. [read post]
6 Mar 2017, 4:26 pm
Just weeks after the Supreme Court issued its decision in Morrison, Congress passed the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”), which included a provision (Section 929P) stating that federal courts shall have jurisdiction of an action or proceeding brought or instituted by the SEC or DOJ alleging a violation of the antifraud provisions of the Exchange Act involving “(1) conduct within the United States that… [read post]
2 Mar 2017, 9:30 pm
The Heritage Foundation released Prosperity Unleashed: Smarter Financial Regulation, a framework for replacing the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
1 Mar 2017, 12:55 pm
Stamer has worked closely with health industry, managed care and insurance, employee benefit, financial services, technology, restructuring, retail, hospitality, manufacturing, consulting, sales, energy, import-export, staffing and other businesses and their management, employee benefit plans, governments and other organizations deal with all aspects of staffing, human resources and workforce performance management, internal controls and regulatory compliance, change management… [read post]
25 Feb 2017, 6:41 am
The case has attracted a lot of attention, and the Wall Street Journal and Financial Times have good background. [read post]
23 Feb 2017, 11:30 am
It’s hardly a new phenomenon, as the Wall Street Journal helpfully pointed out this week with Vladimir Putin’s Political Meddling Revives Old KGB Tactics. [read post]
21 Feb 2017, 11:10 am
Circuit granted the Consumer Financial Protection Bureau’s (CFPB) petition for rehearing en banc in PHH Corporation v. [read post]
21 Feb 2017, 3:00 am
Trump directly or indirectly, according to a Wall Street Journal analysis of transcripts. [read post]
16 Feb 2017, 9:30 pm
Senator Ted Cruz (R-Texas) and Representative John Ratcliffe (R-Texas) introduced legislation that would eliminate the Consumer Financial Protection Bureau (CFPB) by repealing the section of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) that establishes the agency. [read post]
16 Feb 2017, 3:01 pm
MHS, a nonprofit corporation which operates six hospitals, an urgent care center, a nursing home, and a variety of ancillary health care facilities throughout the South Florida area with affiliated physician offices through an Organized Health Care Arrangement (OHCA) also agreed to implement a robust corrective action plan as part of the Resolution Agreement. [read post]
15 Feb 2017, 6:21 am
A few weeks after the election I wrote a post about a Wall Street Journal piece that asked whether compliance was dead under President Trump. [read post]
9 Feb 2017, 4:18 am
However, FINRA’s records are not always complete according to a Wall Street Journal story that checked with 26 state regulators and found that at least 38,400 brokers had regulatory or financial red flags such as a personal bankruptcy that showed up in state records but not on BrokerCheck. [read post]
9 Feb 2017, 4:18 am
However, FINRA’s records are not always complete according to a Wall Street Journal story that checked with 26 state regulators and found that at least 38,400 brokers had regulatory or financial red flags such as a personal bankruptcy that showed up in state records but not on BrokerCheck. [read post]
6 Feb 2017, 9:30 pm
Elizabeth Warren conveyed the most creative rendition of this when she decried “Steve Mnuchin is the Forrest Gump of the financial crisis—he managed to participate in all the worst practices on Wall Street. [read post]
4 Feb 2017, 8:27 am
However, FINRA’s records are not always complete according to a Wall Street Journal story that checked with 26 state regulators and found that at least 38,400 brokers had regulatory or financial red flags such as a personal bankruptcy that showed up in state records but not on BrokerCheck. [read post]
3 Feb 2017, 6:31 am
However, FINRA’s records are not always complete according to a Wall Street Journal story that checked with 26 state regulators and found that at least 38,400 brokers had regulatory or financial red flags such as a personal bankruptcy that showed up in state records but not on BrokerCheck. [read post]
3 Feb 2017, 6:30 am
However, FINRA’s records are not always complete according to a Wall Street Journal story that checked with 26 state regulators and found that at least 38,400 brokers had regulatory or financial red flags such as a personal bankruptcy that showed up in state records but not on BrokerCheck. [read post]
2 Feb 2017, 6:04 pm
A just-announced $3.2 million Health Insurance Portability & Accountability Act (HIPAA) Civil Monetary Penalty (CMP) paid by Children’s Medical Center of Dallas (Children’s) for failing to adequately secure electronic protected health information (ePHI) and correct other HIPAA compliance deficiencies teaches many key lessons for employer and other health plans and insurers, healthcare clearinghouses, healthcare providers and their business associates (“Covered… [read post]
