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9 Mar 2020, 9:44 am
And it would have worked, too, if not for you meddling SJWs. [read post]
6 Mar 2020, 7:19 am
The committee staff found that financial regulators knew about deficiencies at Wells Fargo for years without alerting the public to its non-compliance. [read post]
4 Mar 2020, 6:16 am
Wells Fargo Advisors Financial Network and Wells Fargo Clearing Services recently agreed to pay $35M to settle US Securities and Exchange Commission (SEC) claims. [read post]
2 Mar 2020, 11:23 am
Panelists agreed that consumers should be permitted to access and control their data with informed, meaningful consent and that financial institutions should provide transparency concerning use of consumer data (Wells Fargo’s Control Tower was cited as an example). [read post]
2 Mar 2020, 7:04 am
Is it even worth mentioning a mere $35 million scandal at the stagecoach? [read post]
28 Feb 2020, 10:38 am
” This Month’s Actions against Wells Fargo are the Latest in a Long Line of Enforcement Actions The two settlements with Wells Fargo this month add to the long list of enforcement actions against Wells Fargo entities over the last four years. [read post]
28 Feb 2020, 10:00 am
Wells Fargo & Co. v. [read post]
27 Feb 2020, 1:39 pm
The Securities and Exchange Commission today announced settled charges against Wells Fargo Clearing Services and Wells Fargo Advisors Financial Network for failing reasonably to supervise investment advisers and registered representatives who recommended…Read the Full Press ReleaseHave a securities law question? [read post]
27 Feb 2020, 11:45 am
But don’t worry, little stagecoach drivers: Jamie Dimon’s son-in-law is figuring out how to fix all of those broken wooden wheels. [read post]
27 Feb 2020, 9:21 am
On Feb. 12, Wells Fargo said it was ending mandatory arbitration for sexual harassment claims following feedback from stakeholders, including Clear Yield Asset Management, which had submitted a proposal…” [read post]
26 Feb 2020, 11:00 am
As part of the statement of facts, Wells Fargo admitted the following:Beginning in 1998, Wells Fargo increased its focus on sales volume and reliance on annual sales growth. [read post]
25 Feb 2020, 4:30 am
Bank National Association, Wells Fargo Bank, N.A., Hogan Lovells US, LLP, and Jordan Estes (hereinafter collectively the U.S. [read post]
24 Feb 2020, 8:25 am
Wells Fargo Bank, N.A., 143 So. 3d 1008, 1011 (Fla. 3d DCA 2014)). [read post]
24 Feb 2020, 6:41 am
Wells Fargo also asked the SEC to waive bad actor disqualification.The charges center around Wells Fargo’s longstanding former practice of pressuring employees to cross-sell financial products. [read post]
23 Feb 2020, 2:42 pm
The House Financial Service Committee plans to hold hearings over Wells Fargo in March. [read post]
22 Feb 2020, 6:11 am
UNITED STATES BANKRUPTCY COURT FOR THE SOUTHERN DISTRICT OF OHIO WESTERN DIVISION AT DAYTON In re: GYPC, INC., Debtor Case No. 17‐31030 Adv. [read post]
21 Feb 2020, 1:31 pm
All at once. [read post]
21 Feb 2020, 1:26 pm
The Securities and Exchange Commission today charged California-based Wells Fargo & Co. [read post]
21 Feb 2020, 6:13 am
SEC Calls “Time Out” on Proxy Advisor Guidance and ISS Litigation Posted by Cydney Posner, Cooley LLP, on Friday, February 14, 2020 Tags: Conflicts of interest, Institutional voting, ISS, Materiality, Proxy advisors, Proxy voting, SEC, Securities litigation, Securities regulation, Shareholder voting Unprecedented Enforcement Actions Against Eight Former Wells Fargo Executives Posted by Brad S. [read post]
21 Feb 2020, 1:29 am
Wells Fargo & Company and its subsidiary, Wells Fargo Bank, N.A., agreed to pay $3 billion to resolve their potential criminal and civil liability stemming from a practice between 2002 and 2016 of pressuring employees to meet unrealistic sales goals that led thousands of employees to provide millions of accounts or products to customers under false pretenses or without consent, often by creating false records or misusing customers’ identities. [read post]
