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9 Jul 2020, 12:24 pm
Here is today’s order list. [read post]
6 Sep 2022, 10:00 pm
A group of state treasurers and state attorneys general (AG) have raised concerns that certain environmental, social, and governance (ESG) features of certain fund disclosures and other marketing collateral could create liability under state Unfair and Deceptive, or Abusive Acts or Practices (UDAAP) and Anti-Boycott, Divestment, and Sanctions (Anti-BDS) laws. [read post]
1 Oct 2013, 7:49 am
Here: NY Order Denying PI Relief Materials are here. [read post]
23 Nov 2022, 11:17 am
On December 22, 2021, New York State Senate Bill 2767A was signed into law. [read post]
6 Sep 2022, 10:00 pm
A group of state treasurers and state attorneys general (AG) have raised concerns that certain environmental, social, and governance (ESG) features of certain fund disclosures and other marketing collateral could create liability under state Unfair and Deceptive, or Abusive Acts or Practices (UDAAP) and Anti-Boycott, Divestment, and Sanctions (Anti-BDS) laws. [read post]
6 Sep 2022, 10:00 pm
A group of state treasurers and state attorneys general (AG) have raised concerns that certain environmental, social, and governance (ESG) features of certain fund disclosures and other marketing collateral could create liability under state Unfair and Deceptive, or Abusive Acts or Practices (UDAAP) and Anti-Boycott, Divestment, and Sanctions (Anti-BDS) laws. [read post]
12 Aug 2020, 5:00 pm
Key Insight: Spoliation had occurred, but no default judgment issued. [read post]
11 Sep 2013, 3:39 am
Hearing today on this motion. [read post]
4 Dec 2019, 6:29 am
The Financial Services Committee said “The movement of illicit funds throughout the global financial system raises numerous questions regarding the actors who are involved in these money laundering schemes and where the money is going. [read post]
6 Mar 2014, 10:54 am
Three additional practices that reflect increasing emphasis by other regulators include supervision of third party service providers to include security-related contract requirements, establishing a breach response process and providing an annual assessment of the program to the Board of Directors. [read post]
16 Sep 2010, 7:46 am
Left out of that statement: that increased service will actually be used by fewer people and the financial reserves will be attained partially by cuts in service to those who need it most. [read post]
24 Nov 2022, 9:54 am
Does it relate only to roles at the Treasury and financial service regulators or more broadly? [read post]
27 Mar 2012, 5:14 am
Last week, the CFPB launched a new interactive online tool it’s calling “Ask CFPB” that contains questions and answers intended to help consumers better understand financial products and services. [read post]
29 Jul 2024, 9:05 pm
In today’s rapidly evolving corporate governance landscape, the role of audit committees in overseeing financial reporting has never been more important. [read post]
23 Oct 2017, 4:23 am
In this Handbook Notice the FCA briefly describes that changes that have been made to the FCA Handbook by the following instruments: Payment Services Instrument 2017; Financial Services Compensation Scheme (Funding and Scope) Instrument 2017; Occupational Pension Scheme Firm (Conduct of Business and Organisational Requirements) Instruments 2017; Conduct of Business (Initial Public Offering Research) Instrument 2017; Supervision Manual (Reporting No. 6) Instrument 2017; and… [read post]
16 Dec 2008, 2:52 pm
Specifically, now that you and I are their reinsurer, we were concerned that this created an uneven playing field, and that AIG would be tempted to play fast and loose with their conduct.That didn't take long.According to Financial Services Online (a service to which I subscribe):"IRRESPONSIBLE AND UNFAIR? [read post]
23 Dec 2020, 6:41 pm
On December 22, 2022, a FINRA Dispute Resolution Services arbitration panel in Boca Raton, Florida, ordered UBS Financial Services, Inc. to pay a customer $89,675 in compensatory damages. [read post]
30 Sep 2014, 7:28 am
As we’ve noted before, the kinds of financial abuses to which unscrupulous lenders subject active duty service members is truly shocking. [read post]
18 Feb 2008, 9:00 pm
Somasekhar SundaresanPractice Focus: Capital Markets, Securities Laws, Banking and Non-banking Financial Services and Mergers and Acquisition involving listed companies.Somasekhar has extensive experience and expertise in the practice and evolution of securities laws in India. [read post]
22 Apr 2010, 2:52 am
The Financial Services Authority (FSA) has recently published a report setting out findings from a resilience benchmarking survey of the insurance sector. [read post]
