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15 Jan 2016, 6:13 am
Eisenberg, K&L Gates LLP, on Sunday, January 10, 2016 Tags: Bonds, Books and records, Broker-dealers, Compliance & ethics, Compliance and disclosure interpretation, Conflicts of interest, Disclosure, Due diligence, Europe, Exchange-traded funds, Financial institutions, Financial Regulation, FINRA,Insider trading, International governance, Misconduct, Municipal securities, Mutual funds, REITs, Risk, Risk disclosure, SEC,Securities enforcement, Securities fraud, Settlements Reputation… [read post]
10 Oct 2013, 6:24 am
Various reports indicated that William Galvin, the Massachusetts Secretary of the Commonwealth, said he is investigating three large fund managers, Fidelity Investments, OppenheimerFunds, a unit of MassMutual Life Insurance Co. and UBS Financial Services, to determine how they sold mutual funds with heavy concentrations of Puerto Rico debt and how they disclosed the risk. [read post]
20 Jun 2008, 4:24 am
View the article here | More Articles Here06/19/2008A Pierce County woman welcomed a Level 3 sex offender to her neighborhood by wailing on him with an aluminum baseball bat, authorities said Wednesday.Tammy Lee Gibson beat William Allen Baldwin badly enough Monday that he was taken to a hospital for treatment of a possibly broken arm, according to court documents.Gibson was taken to jail.Deputy prosecutor Phil Sorensen charged the 40-year-old woman Wednesday with second-degree assault and… [read post]
19 Mar 2012, 4:31 pm
This bill, introduced by State Senator William Haine (D), attempts to bring Illinois into compliance with the federal Adam Walsh Act which was passed in 2006. [read post]
25 Aug 2011, 3:28 am
The Congressional Budget Office estimated a savings in 2007 of $33 billion just for Medicare Part D and its beneficiaries. [read post]
9 Aug 2009, 4:38 am
Llewellyn, William A. [read post]
26 Nov 2018, 1:00 am
In the matter of D (a child), heard 3-4 Oct 2018. [read post]
24 May 2010, 2:23 pm
Jones, William L. [read post]
14 Jun 2012, 11:48 am
Both deals are pending before the FTC, but Universal, which is represented by D. [read post]
12 Dec 2008, 8:42 am
Baechtold, John D. [read post]
15 Oct 2018, 9:34 am
William James once wrote that, “Pessimism leads to weakness. [read post]
5 Jul 2017, 4:16 am
” At Stanford Law School’s Legal Aggregate blog, William Koski discusses Trinity Lutheran Church of Columbia v. [read post]
29 Mar 2010, 2:19 pm
However, bookings were strong and company echoed a positive note, with William D. [read post]
16 Apr 2007, 2:36 am
Hardsocg, Senior Assistant Attorney General; and Cathleen D. [read post]
9 May 2007, 12:02 am
MORE: William Saletan reads the same article I did and sums it up this way:Official rationales: 1) Down's kids are a joy and not such a burden. 2) Routine abortion of them is a step toward eugenics. [read post]
25 Jul 2011, 8:40 am
” Thompson on Sunday said that he’d be filing a civil suit shortly. [read post]
16 Jun 2011, 5:00 am
Rose** 30,333 0 0 26 30,359 Laura D’Andrea Tyson 128,800 127,500 1,768 6,177 264,245 Patricia P. [read post]
27 Dec 2021, 7:12 am
William Friedman Pinnacle Investments, LLC Woodstock Financial Group, Inc. [read post]
25 Jan 2016, 11:00 pm
Feel free to contact me or the Office of Academic Success and we’d be happy to help! [read post]
14 Jun 2012, 8:06 am
It was PBS, for example, which aired William F. [read post]
