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FINRA Fines UBS Securities $2.5 Million for Reg SHO Violations 
6 Oct 2022, 7:32 am by The White Law Group
When a firm does not close out a failure to deliver, the rule prohibits the firm from accepting additional short sale orders in the security without first borrowing or arranging to borrow the security (known as the “penalty box”). [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Case Summaries – N.C. Court of Appeals (Oct. 4, 2022)
6 Oct 2022, 7:30 am by Alex Phipps
” Slip Op. at 5. [read post]
North Carolina Criminal Law Blog - http://nccriminallaw.sog.unc.edu/
New FCA webpage ‘Consumer Duty – information for firms’
6 Oct 2022, 5:45 am by Matthew Gregory (UK)
On 5 October 2022, the FCA published a new webpage ‘Consumer Duty – information for firms’. [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
Cybersecurity Regulation: It’s Not ‘Performance-Based’ If Outcomes Can’t Be Measured
6 Oct 2022, 5:16 am by Jim Dempsey
It is to some extent risk-based, and it does offer industry flexibility, but it has no criteria for measuring the performance of the cybersecurity controls it imposes. [read post]
Lawfare - http://www.lawfareblog.com/
“Clear The Area” Fails In South Carolina
6 Oct 2022, 3:37 am by SHG
Why does ‘clearing the area’ give rise to reasonable suspicion of drug activity? [read post]
Simple Justice - http://blog.simplejustice.us
Electronic Submission Template for Medical Device 510(k) Submissions
5 Oct 2022, 10:08 pm by Kurt R. Karst
FDA does not intend to grant waiver requests. [read post]
FDA Law Blog - https://www.thefdalawblog.com/
FDA reveals cantaloupe was behind outbreak of Salmonella Typhimurium infections
5 Oct 2022, 9:05 pm by Coral Beach
The source of the Salmonella was listed as unknown from Aug. 17 to Oct. 5. [read post]
Food Safety News - http://www.foodsafetynews.com/
Second Circuit Again Considers if Bakery Goods Drivers Are Excluded Under the FAA Because They Are “Transportation Workers”. The Saga Continues . . .
5 Oct 2022, 5:00 pm
But after Saxon was issued, the panel withdrew the opinion, on May 5, 2022. [read post]
Employment Class Action Blog - http://www.employmentclassactionreport.com/
ABOMASTE: The Work/Life Balance of a SuperHuman Attorney (SHLD Ep. 7)
5 Oct 2022, 12:40 pm by Greg Lambert
Greg Lambert 5:19 Yeah, yeah. [read post]
3 Geeks and a Law Blog - http://www.geeklawblog.com/
5 New California Labor Laws Employers Should Start Preparing For
5 Oct 2022, 11:47 am by HRWatchdog
Importantly, the bill does not create additional leave, and there is no new entitlement to leave, Hoffman says. [read post]
HR Watchdog - http://hrwatchdog.calchamber.com/
An eDiscovery Surge? Surge PE Closes Legal Tech-Enabled Services Platform Avalon
5 Oct 2022, 11:40 am by Rob Robinson
While ComplexDiscovery regularly highlights this information, it does not assume any responsibility for content assertions. [read post]
ComplexDiscovery - https://complexdiscovery.com/
Addressing Requests for Installation of Solar Panels on Shared Common Area Roofs
5 Oct 2022, 9:30 am by Steven J. Tinnelly, Esq.
However, this does not mean that a homeowner can install as many solar panels on the common area roof as he or she desires without consideration of neighbors in the building. [read post]
HOA Law Blog - http://hoalaw.tinnellylaw.com/
“It appears…Maine is willing to hold no one accountable for this.”
5 Oct 2022, 9:03 am by Ed Folsom, Retired Maine Criminal Defense Attorney
” Posted By Ed Folsom, October 5, 2022. [read post]
Edmund R. Folsom Law Blog - http://edfolsomlaw.com/the-law-blog
[Eugene Volokh] District Court in Title IX Sexual Assault Case Rejects One-Sided Pseudonymity
5 Oct 2022, 7:28 am by Eugene Volokh
Garland, No. 1:22-cv-00722, at 5-6 (D.D.C. [read post]
The Volokh Conspiracy - http://www.volokh.com/
Reminder that a Workers’ Compensation Board webinar for employers is being held today
5 Oct 2022, 6:30 am by Public Employment Law Press
Wednesday, October 5, 202212:00 P.M. - 1:00 P.M.Join webinarAdd to your calendar! [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
Reminder that a Workers’ Compensation Board webinar for employers is being held today
5 Oct 2022, 6:30 am by Public Employment Law Press
Wednesday, October 5, 202212:00 P.M. - 1:00 P.M.Join webinarAdd to your calendar! [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
Potential Litigation Risks Associated with the SEC’s Proposed Climate-Disclosure Rule
5 Oct 2022, 6:30 am
To comply with this new disclosure requirement, a company might describe an extensive climate-related governance structure where in reality the governance structure does not exist or is substantially less robust than described. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Oklahoma passes law to withhold COVID relief funds from hospitals providing gender-affirming care to minors
5 Oct 2022, 6:00 am by Lou Kettering | U. Pittsburgh School of Law, US
The withholding of funds does not apply to behavioral health services, medications to treat depression and anxiety, or services provided to those born with ambiguous genitalia, incomplete genitalia, both male and female anatomy, or biochemically verifiable disorder of sex development. [read post]
JURIST - Paper Chase - https://www.jurist.org/news/
Jennifer McKinney Bankruptcy Round 2
5 Oct 2022, 5:41 am by Tracy Coenen
What does that mean? [read post]
The FRAUDfiles Blog - http://www.sequenceinc.com/fraudfiles
Early Edition: October 5, 2022
5 Oct 2022, 4:19 am by Emma Snell
Signup to receive the Early Edition in your inbox here. [read post]
Just Security - https://www.justsecurity.org/