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6 Apr 2017, 6:43 am
Here is your daily LawFact from Wise Law for Thursday April6, 2017.Today we are talking about Wills and Estates.In Ontario, you may complete a Power of Attorney for Personal Care to appoint one or more trusted persons to make medical decisions on your behalf in critical circumstances where you are unable to provide medical direction or informed consent on your own. [read post]
17 Jan 2020, 12:06 am
ask Allison; trust me, if you ask Allison, wonder awaits, along with some blunt instruments! [read post]
11 Jun 2013, 9:04 am
You got your brokerage customer with a will and/or a trust. [read post]
27 Jun 2020, 2:54 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5302/securities-industry-commentator/Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 3241 (Registered Person Being Named a Customer's Beneficiary or Holding a Position of Trust for a Customer) (SEC Release)Manhattan apartment sales worst on record, biggest plunge in 30 years (CNBC by Robert Frank)U.S. farmers scramble for help… [read post]
10 Jan 2013, 5:46 am
If you're able to get into fiction, is it because you fully trust the author to deliver the titillation of bad things happening to this sweet leading character? [read post]
19 May 2013, 6:27 am
Prime Bank InvestmentOn May 16, 2013, the Securities and Exchange Commission (“SEC”) filed an emergency action in federal court in the federal district in Atlanta, charging Robert Fowler, 51, Duluth, GA, and his company US Capital Funding Series II Trust 1 (Fowler was a “control person”), with violations of the federal securities laws for defrauding investors in a “prime bank” investment scheme. [read post]
2 Jun 2015, 11:58 am
Without other viable means of transit, many people who ride the CTA daily do not think twice about their safety, trusting that the drivers behind the wheels of those buses will follow all applicable laws and will operate with caution. [read post]
17 May 2013, 5:25 am
In the Matter of the FINRA Arbitration Between Suzy Asad and 1999 Suzy Asad Revocable Trust dated August 20, 1999, Claimants, vs. [read post]
14 Apr 2021, 8:00 am
Wall Street Compliance Professionals Need FINRA Like A Heart Attack (BrokeAndBroker.com Blog)Former Chase Bank Teller Charged With Bank Fraud For Targeting Older Adult Victim (DOJ Release)Maple Heights man sentenced to 39 months for elder fraud scheme (DOJ Release)Judgment Entered in SEC Insider Trading Case Involving Clinical Trial (SEC Release)SEC Obtains Final Judgement Against Connecticut Investment Adviser Who Misappropriated Funds from Clients (SEC Release)FINRA Fines and Suspends Rep… [read post]
17 Sep 2018, 9:21 am
.; Order Setting Aside Action by Delegated Authority and Disapproving a Proposed Rule Change, as Modified by Amendments No. 1 and 2, to List and Trade Shares of the Winklevoss Bitcoin Trust (SEC (Release No. 34-83723; File No. [read post]
3 Aug 2017, 7:13 am
Here is your daily LawFact from Wise Law for Thursday August 3, 2017.Today we are talking about Wills and Estates.In Ontario, you may complete a Power of Attorney for Personal Care to appoint one or more trusted persons to make medical decisions on your behalf in critical circumstances where you are unable to provide medical direction or informed consent on your own. [read post]
5 Sep 2018, 3:31 am
Smith Irrevocable Trust asserted suitability, breach of fiduciary duty, and negligence in connec... [read post]
15 Aug 2016, 8:22 am
The G.O.P. angst, the gnashing and wailing and searching for last-minute substitutes and exit strategies, is getting old.They already have a 1-percenter who will be totally fine in the Oval Office, someone they can trust to help Wall Street, boost the U.S. [read post]
28 Jul 2017, 8:03 am
"If the `deed of trust secured by real property contains an optional acceleration clause, default does not [of itself] start limitations running on the note. [read post]
23 May 2014, 8:19 am
A group of South Florida Attorneys, including Sallah Astarita & Cox, obtained a $13 million settlement against Regions Bank based on allegations that the bank had assisted a securities fraud by advising the fraudster on the design and content of marketing materials, had a role in drafting documents, participated in sales conventions and was paid as the trustee on the fraudster's trust accounts.For more information, -They Were Able To Get Regions Bank To Settle… [read post]
7 May 2021, 4:10 am
.; UBS Financial Services Incorporated of Puerto Rico; UBS Trust Company of Puerto Rico, Petitioners/Appellees, v. [read post]
18 Mar 2014, 8:09 am
By September 2009, Houston, Texas-area pastor Samuel Ray Palasota had found a trusting soul: a mother who had received about a $1 million divorce settlement in 2007. [read post]
14 Apr 2021, 8:00 am
The Trust, The Beneficiary, The Annuity, The Elderly Customer, and The Stockbroker (BrokeAndBroker.com Blog... [read post]
8 Sep 2015, 9:00 am
Specifically I noted that home purchasers may not have proper insurance policies when they purchase homes with deeds held in trusts, corporations, or other business entities such as an LLC (limited liability company). [read post]
21 Apr 2014, 10:11 am
Few financial products have proven as controversial as Real Estate Investment Trusts, and few REITS have grabbed their share of negative headlines as much as those bearing the "Apple" name. [read post]
