Search for: "SECURITIES CORP." Results 8501 - 8520 of 11,588
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18 Feb 2011, 4:35 am by Broc Romanek
Corp Fin Hires Lona Nallengara as Deputy Director Yesterday, Corp Fin announced that it has hired Lona Nallengara as Deputy Director for Legal and Regulatory Policy - replacing Brian Breheny who left the SEC a few months ago. [read post]
17 Feb 2011, 7:26 am by James Hamilton
Interpreting the Dodd-Frank mandated shareholder advisory vote on executive compensation, as implemented by SEC Rule 14a-21, the Corporation Finance staff said that it is permissible for the say-on-pay vote to omit the words, "pursuant to Item 402 of Regulation S-K," and replace such words with a plain English equivalent, such as ``pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the compensation discussion and analysis, the… [read post]
16 Feb 2011, 1:41 pm by WIMS
 By taking critical steps forward now, we can fulfill the mission of health and retirement security for all Americans without making changes for those in or near retirement. [read post]
15 Feb 2011, 12:38 pm by Julie Triedman
-style securities class action may be headed to trial after a judge in Ontario denied IMAX permission to appeal the lower court's certification decision. [read post]
15 Feb 2011, 8:32 am by Kara OBrien
Some industry groups and the National Association of State Securities Administrators, Inc. [read post]
14 Feb 2011, 7:52 pm by M. Scott Koller
  His practice specializes in civil litigation involving privacy, data security, and intellectual property. [read post]
14 Feb 2011, 7:46 pm by Scott Koller
  His practice specializes in civil litigation involving privacy, data security, and intellectual property. [read post]
14 Feb 2011, 12:59 pm by PJ Blount
Blogs Briefs: letters, amendments, and agreements – Space Politics Aerospace Corp. [read post]
13 Feb 2011, 2:08 pm by Adam B. Cordover, Attorney-at-Law
 You will need the party’s full legal name, date of birth, and social security number. [read post]
13 Feb 2011, 11:59 am
Mozillo of Countrywide Financial Corp. was fined by the Securities and Exchange Commission in one of many suits involving allegations that Countrywide borrowers and investors. [read post]
12 Feb 2011, 3:47 pm
The BBC (British Broadcasting Corp.) frequently has the best coverage; comprehensive, current, and unbiased; on this and related topics and we invite our clients to keep current on these developments. [read post]
10 Feb 2011, 4:12 am by Broc Romanek
This award will honor an academic or non-elected public official whose innovative ideas have made a significant contribution to the discourse on regulatory reform in the arena of corporate governance, securities, capital markets or financial institutions. [read post]
8 Feb 2011, 10:30 am
This has been an issue which IRS has pressed on for years -- indeed in 2010, they almost made it over the legislative hump (in forcing the issue) with House passage of legislation which would have lowered the boom on service professionals who try to minimize Medicare and Social Security taxes by funneling what is arguably self-employment income through an "S" corporation which pays the dough out in the form of a nominal salary with the rest in dividends. [read post]
8 Feb 2011, 1:38 am by Randall Reese
 While some other proofs of claim asserting interests in preferred stock were determined to actually be claims of bondholders, GM states that it has not been able to link these particular claims to any debt securities issued by GM and, therefore, its advisors assume that the claims are likely based upon ownership of GM's old common equity.If you are interested in the 200th claims objection, you can find it here:… [read post]