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2 Nov 2007, 6:48 am
" The story begins:Recent changes in lobbying and ethics rules have caused companies to face an important fact: Managing the political and legal risks that accompany interaction with public officials now has as high a priority as other business risks. [read post]
17 Dec 2019, 3:08 pm
We’d encourage all companies – but especially those in sensitive or high-profile sectors, or in possession of well-known brands – to revisit and review those policies as part of their ongoing risk management activities. [read post]
27 May 2024, 10:00 pm
Read this article to understand this significant expansion of the EU ESG reporting regime and how it will affect U.S. companies. [read post]
8 Feb 2012, 9:03 am
I am not a professional project manager and I spent only one hour with ERM LS, so the most I can say is that company offers a promising approach. [read post]
17 Jan 2011, 5:11 am
The bottom line is that lending companies whose underwriters are mainly responsible for the production and/or sale of loans, as opposed to the management and operation of the business, face significant risk, and should engage in an internal examination of these types of classifications. [read post]
2 Jul 2019, 10:24 am
We look forward to enhancing our company together. [read post]
14 Nov 2010, 11:35 pm
An insurance company is prohibited from investing in venture capital funds or setting up its own private fund or fund management company. [read post]
28 Dec 2009, 2:23 pm
These companies frequently manage to slip through the cracks, even with their poor safety standards and dismal compliance rates. [read post]
27 Apr 2009, 7:22 pm
One of the marketing managers knew that I did photography and asked if I would shoot some of the clothes that they were trying to sell to a huge retail company. [read post]
Proposed rules enhance regulation of private fund advisers and bolster cybersecurity risk management
10 Feb 2022, 9:56 am
IA-5955, and Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies, Release No. 33-11028, February 9, 2022).Private funds. [read post]
5 Apr 2012, 6:26 pm
The IPO registration statement need only include audited financial statements (and corresponding management discussion and analysis) for the two prior fiscal years rather than the three prior fiscal years required for companies other than smaller reporting companies, and subsequent reports under the Exchange Act need not include years earlier than those required in the IPO registration statement. [read post]
24 Jan 2020, 8:39 pm
(required for employers with 5 or more employees) Are supervisors and managers discussing the company’s open-door policy to employees at routine meetings with employees? [read post]
17 Sep 2021, 11:22 am
” Although there was a policy book, the Company asserted that was no evidence that all of the Client Service Managers were treated the same. [read post]
25 Mar 2013, 7:00 am
He is also a Director of the Society of Risk Management Consultants. [read post]
31 Dec 2012, 5:10 am
This encompasses a wide range of activities, including working with management on the company’s business and strategies, planning for the succession of the CEO and other key executives, overseeing risk management, monitoring compliance, setting the appropriate tone at the top and being prepared to step in to address any corporate crises that arise. [read post]
16 Feb 2021, 3:00 am
The company takes a decidedly unique path to launching companies. [read post]
7 Jun 2010, 2:47 am
The SEC is respectfully cautioned that company inspired investigations by them into critics can cause great embarrassment for the agency, as in the cases involving David Einhorn, Gradient Analytics, and Copper River Management. [read post]
20 Feb 2012, 3:37 am
Convergys Customer Management Group pays $15,000 to settle a religious discrimination lawsuit. [read post]
14 Jul 2009, 11:36 am
Other companies seem to add me just because they ran across my blog and found my e-mail address. [read post]
14 Feb 2012, 12:17 pm
Date: March 7, 2012Time: 5:00 - 8:00pm PTPlace: Pillsbury's San Francisco OfficeHow do you navigate the sale of your video game company? [read post]
