Search for: "SECURITIES CORP." Results 8541 - 8560 of 11,588
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31 Jan 2011, 7:03 am by Theo Francis
Technically, WikiLeaks has made an appearance in the Edgar database before — on Aug. 20, in a conference-call transcript attached to an 8-K from microcap cybersecurity and consulting firm Widepoint Corp (WYY). [read post]
29 Jan 2011, 5:18 pm
Some companies, including Apple Inc. and Microsoft Corp, have already adopted say-on-pay proposals on their own. [read post]
29 Jan 2011, 4:19 pm by Joseph C. McDaniel
Having just filed for bankruptcy, they understandably expect to experience difficulty securing financing for another vehicle. [read post]
29 Jan 2011, 6:36 am by Mandelman
Hey look… I can understand that… I mean, she was the one who was having trouble making the mortgage payment on her $845,000 loan, which almost undoubtedly secures a property worth something under $500k. [read post]
28 Jan 2011, 6:46 am by Securites Lawprof
The SEC today announced insider trading charges against Michael Cardillo, a former trader at the hedge fund investment adviser Galleon Management, LP, for trading ahead of September 2007 announced acquisition of 3Com Corp., and November 2007 announced acquisition of Axcan... [read post]
27 Jan 2011, 4:51 am by Broc Romanek
And last Friday, the SEC released a 208-page Congressional Study - as required by Section 913 of Dodd-Frank - regarding the effectiveness of the standards of care required of broker-dealers and investment advisers providing personalized investment advice about securities to retail customers. [read post]
26 Jan 2011, 2:10 am by Randall Reese
Summit Business Media Holding Company (formerly B2B Media Holding Corp.) and several affiliates voluntarily filed for chapter 11 bankruptcy protection in Delaware late Tuesday evening with a pre-negotiated plan to significantly reduce the companies' debt obligations. [read post]
25 Jan 2011, 6:10 pm by Keith Griffin
Other defendants listed include National Securities, Next Financial Group and QA3 Financial Corp. [read post]
25 Jan 2011, 8:30 am by Stikeman Elliott LLP
The OSC should ease up on its application of the Defensive Tactics Policy As published in Monday's Financial Post Edward Waitzer and Sean Vanderpol The current Baffinland Iron Mines Corp. control contest, in which the Ontario Securities Commission (OSC) has intervened several times, raises yet again questions about the fundamental differences between securities regulation and corporate law. [read post]
25 Jan 2011, 7:01 am
  For a complete copy of the decision, click here.Specifically, the institutions alleged that the restructuring, approved by the New York Insurance Department in 2009, transferred $5 billion in cash and securities from MBIA’s primary operating unit, MBIA Insurance Corp., to a different entity, National Public Finance Guarantee Corp. [read post]
25 Jan 2011, 4:51 am by Tim Evans
Marine Corps Commandant of the Marine Corps Headquarters, USMC Code MMSB-10 Quantico, VA 22134 U.S. [read post]
24 Jan 2011, 11:01 pm
See Superguide Corp. v. [read post]
22 Jan 2011, 6:05 pm by Joseph C. McDaniel
The Debtors' Liabilities Schedule D discloses secured debts of $3,417,423 on the debtors' three homes and their commercial building. [read post]