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17 Oct 2022, 8:15 am
Alice Corp v. [read post]
17 Oct 2022, 8:15 am
Alice Corp v. [read post]
17 Oct 2022, 7:45 am
Many workplaces have employees who have flirty, fun relationships with each other. [read post]
17 Oct 2022, 7:33 am
Gallup: With the midterm elections less than a month away, large majorities of Americans favor three measures meant to make voting easier: early voting (78% in favor), automatic voter registration (65%) and sending absentee ballots to all eligible voters (60%).Majorities… Continue reading [read post]
17 Oct 2022, 4:15 am
As discussed in Part I of this series, the process of implementing IP management software (IPMS) poses many complexities and dangers. [read post]
17 Oct 2022, 4:15 am
As discussed in Part I of this series, the process of implementing IP management software (IPMS) poses many complexities and dangers. [read post]
17 Oct 2022, 3:00 am
In addition, the plaintiff must plead actual and ascertainable damages that resulted from the alleged legal malpractice or that “might be reasonably inferred” (id. [read post]
17 Oct 2022, 12:28 am
Just over 2 years after the SPC waiver Regulation (EU) 2019/933 (amending the Regulation (EC) No 469/2009) entered into force (1 July 2019), and only a few months after the end of the transitional provisions for application of the SPC waiver under Art. 5(10) of the Regulation (2 July 2022), I have decided to follow up on my previous post on the SPC manufacturing and stockpiling waiver provisions. [read post]
16 Oct 2022, 6:51 pm
As of May 31, 2022, a total of 18 outbreak-associated cases of hepatitis A have been reported from 3 states – California (16), Minnesota (1), and North Dakota (1). [read post]
16 Oct 2022, 10:17 am
Nearly two years ago, for the purpose of proposing a settlement of rule violations alleged by the Financial Industry Regulatory Authority ("FINRA"), without admitting or denying the findings, prior to a regulatory hearing, and without an adjudication of any issue, Terry Tzagarakis submitted a Letter of Acceptance, Waiver and Consent ("AWC"), which FINRA accepted. [read post]
16 Oct 2022, 10:17 am
Beating a Dead Statutorily Disqualified Horse on Wall Street (BrokeAndBroker.com Blog)DOJ RELEASESFormer Destin Area Man Sentenced To Eleven Years In Federal Prison For Investment Fraud Scheme And Money Laundering (DOJ Release)SEC RELEASESSEC Obtains Final Judgment Against Recidivist Investment Adviser Charged with Defrauding Retirees (SEC Release) CFTC RELEASESFINRA RELEASES... [read post]
Deferred Compensation Case Meanders to FINRA Arbitration to Federal Court to State Court to Dumpster
16 Oct 2022, 10:17 am
Few things inflame the passions on Wall Street more than deferred compensation. [read post]
16 Oct 2022, 10:17 am
Frustrated Interactive Brokers Customer Can't Get No Satisfaction With Tesla Order (BrokeAndBroker.com Blog)https://www.brokeandbroker.com/6722/tesla-interactive-order/In today's featured FINRA public customer arbitration, we got a frustrated Interactive Brokers customer. [read post]
16 Oct 2022, 10:17 am
Beating a Dead Statutorily Disqualified Horse on Wall Street (BrokeAndBroker.com Blog)Former WSJ reporter says law firm used Indian hackers to sabotage his career (Reuters by Raphael Satter)DOJ RELEASESRomance Scammer Pleads Guilty to Federal Charges, Admitting He Stole Hundreds of Thousands of Dollars from Nearly 20 Victims (DOJ Release)Former Destin Area Man Sentenced To Eleven Years In Federal Prison For Investment Fraud Scheme And Money Laundering (DOJ Release)SEC RELEASES... [read post]
16 Oct 2022, 10:17 am
FINRA Takes Wells Fargo Stockbroker Outback to a Bar for a Second Round (BrokeAndBroker.com Blog)Deferred Compensation Case Meanders to FINRA Arbitration to Federal Court to State Court to Dumpster (BrokeAndBroker.com Blog)Beating a Dead Statutorily Disqualified Horse on Wall Street (BrokeAndBroker.com Blog)Finra Pulls Out All The Stops in Barring Ex-Wells Broker Who Expensed Football Ticket (AdvisorHub)You can't serve notice to a crypto collective, say crypto groups in Ooki lawsuit (Reuters by… [read post]
16 Oct 2022, 10:17 am
Deferred Compensation Case Meanders to FINRA Arbitration to Federal Court to State Court to Dumpster (BrokeAndBroker.com Blog)Beating a Dead Statutorily Disqualified Horse on Wall Street (BrokeAndBroker.com Blog)You can't serve notice to a crypto collective, say crypto groups in Ooki lawsuit (Reuters by Alison Frankel)Former WSJ reporter says law firm used Indian hackers to sabotage his career (Reuters by Raphael Satter)DOJ RELEASESNevada Woman Charged with $7 Million Advance Fee Ponzi Scheme… [read post]
16 Oct 2022, 10:17 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6719/securities-industry-commentator/Frustrated Interactive Brokers Customer Can't Get No Satisfaction With Tesla Order (BrokeAndBroker.com Blog)FINRA Takes Wells Fargo Stockbroker Outback to a Bar for a Second Round (BrokeAndBroker.com Blog)Deferred Compensation Case Meanders to FINRA Arbitration to Federal Court to State Court to Dumpster… [read post]
16 Oct 2022, 8:05 am
Child support payments may be an important part of your life, long after the divorce, and while most parents are happy to support their children financially, life can sometimes get in the way of being able to pay the same amount of support that you had in recent years. [read post]
16 Oct 2022, 2:15 am
Unified Patents is a private, subscription-based company that is disrupting the patent market. [read post]
16 Oct 2022, 2:15 am
Unified Patents is a private, subscription-based company that is disrupting the patent market. [read post]
