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11 Apr 2021, 7:00 am
Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions. [read post]
11 Apr 2021, 5:47 am
Novel Issues in Canadian Labour Arbitration Related to COVID-19. [read post]
11 Apr 2021, 3:59 am
So what is arbitration? [read post]
10 Apr 2021, 12:59 pm
The rental car company, Sixt, invoked an arbitration clause. [read post]
10 Apr 2021, 9:51 am
Claims may be brought in securities arbitration before FINRA. [read post]
10 Apr 2021, 9:51 am
Investors who have suffered losses may be able recover their losses through securities arbitration. [read post]
10 Apr 2021, 6:51 am
Continue reading The post Scottsdale, Arizona Broker Kevin Canterbury Facing Three Pending Customer Disputes appeared first on Securities Arbitration Lawyer Blog. [read post]
10 Apr 2021, 6:45 am
Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions. [read post]
10 Apr 2021, 6:45 am
Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions. [read post]
10 Apr 2021, 5:52 am
Continue reading The post SEC Awards $2.5 Million to Whistleblower, as Chief of the SEC’s Office of the Whistleblower Announces Impending Departure appeared first on Securities Arbitration Lawyer Blog. [read post]
10 Apr 2021, 5:26 am
Another private arbitration filed by Brunette’s customers in 2002 finalized in a settlement of $14,000, his brokercheck report reveals. [read post]
10 Apr 2021, 5:26 am
Another private arbitration filed by Brunette’s customers in 2002 finalized in a settlement of $14,000, his brokercheck report reveals. [read post]
9 Apr 2021, 5:33 pm
Supreme Court Clerks from 2019-20 Term (but none will be in the firm's California offices).The Recorder's On Appeals column also Ben Feuer and Rex Heinke's What In-House Counsel Wishes They'd Known About Appeals:They wish they had known to plan for appeals in their contractual arbitration clauses.They wish they had known to identify potential appellate issues at the outset of litigation.They wish they had known to involve an appellate lawyer before trial.They wish… [read post]
9 Apr 2021, 4:02 pm
(Also, tread carefully in other states—Wisconsin departs from the Model Rule.)The Rule is silent about settling a pure fee dispute (which is not malpractice, but contractual), probably for good reason—most of us have cut a bill or refunded money, even when we didn’t think we should have—to placate an angry client and head off a fee arbitration or small claim. [read post]
9 Apr 2021, 3:19 pm
Here is an arbitration decision where we successfully defended our client against defamation claims brought by a used car dealer by presenting evidence that our client’s 20 plus YouTube videos critical of the dealership were true or substantially true and were protected opinions under the First Amendment. [read post]
9 Apr 2021, 12:54 pm
Continue reading The post Broker Hebert Frey Suspended by FINRA After Excessively Trading and Placing Unauthorized Trades in The Account of a Disabled Client – Mount Vernon, Ohio appeared first on Securities Arbitration Lawyer Blog. [read post]
9 Apr 2021, 12:53 pm
Generally, an arbitrator appointed by the Missouri Division of Workers’ Compensation will review the request. [read post]
9 Apr 2021, 12:48 pm
Lyft moved to compel arbitration under the FAA and New York state arbitration law. [read post]
9 Apr 2021, 10:07 am
Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions. [read post]
9 Apr 2021, 10:07 am
Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions. [read post]