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8 Aug 2023, 4:00 am
Written Consent of Members to Merger of LLC Use this non-jurisdictional template to approve the merger of an LLC with another entity. [read post]
7 Aug 2023, 12:43 pm
Elsoffer’s alleged actions are in violation of NASD Rule 2510(b) and FINRA Rules 3240, 8210 and 2010, according to the Letter of Acceptance Waiver and Consent. [read post]
7 Aug 2023, 10:25 am
Plaintiff's memorandum violates the page limitation imposed by Local Rule 3.01(b). [read post]
7 Aug 2023, 8:00 am
., d/b/a Liberty Oilfield Services, LLC, for subjecting three workers to “discrimination and harassment. [read post]
4 Aug 2023, 4:42 pm
Should the Board continue to hold that certain categories of work rules —such as investigative-confidentiality rules as addressed in Apogee Retail LLC d/b/a Unique Thrift Store, 368 NLRB No. 144, (2019), non-disparagement rules as addressed in Motor City Pawn Brokers, 369 NLRB No. 132 (2020), and rules prohibiting outside employment as addressed in Nicholson Terminal & Dock Co., 369 NLRB No. 147 (2020), and G&E Real Estate Management Services… [read post]
4 Aug 2023, 10:18 am
The franchise, CLB Investments LLC, was fined $56,106 for the violations. ( INSURANCE JOURNAL ) —Compiled by SNCJ Managing Editor KOREY CLARK Please visit our webpage to connect with a State Net representative and learn how the State Net legislative and regulatory tracking solution can help you identify, track, analyze and report on relevant legislative and regulatory developments. [read post]
4 Aug 2023, 8:20 am
Hub Group, LLC v. [read post]
3 Aug 2023, 8:15 am
Glass Doors and Windows Manufacturing LLC, and Powder Coating Technologies LLC (collectively Mr. [read post]
2 Aug 2023, 2:00 am
S&S Activewear, LLC, No. 21-17138 (9th Cir., June 7, 2023). [read post]
1 Aug 2023, 11:44 am
(CRD#:1027), Rio Rancho, NMB, 01/08/2002 – 05/01/2015, CETERA ADVISOR NETWORKS LLC (CRD#:13572), RIO RANCHO, NM Billy Stanage’s BrokerCheck record indicates one customer complaint has been filed against him on June 26, 2023. [read post]
1 Aug 2023, 11:20 am
See Encite LLC v. [read post]
1 Aug 2023, 10:12 am
” 11-B D.C.M.R. [read post]
1 Aug 2023, 10:08 am
§ 311(b)? [read post]
1 Aug 2023, 9:34 am
Instagram, LLC, 2023 WL 4554649 (9th Cir. [read post]
31 Jul 2023, 12:40 pm
(CRD#:7059), NEW YORK, NY IA, 12/03/2012 – 11/16/2016, LPL FINANCIAL LLC (CRD#:6413), ARDSLEY, NY B, 11/30/2012 – 11/16/2016, LPL FINANCIAL LLC (CRD#:6413), ARDSLEY, NY Clarice Saw’s BrokerCheck record indicates three customer complaints have been filed against her. [read post]
31 Jul 2023, 9:16 am
Cody, a New Jersey financial advisor was charged with defrauding his retired clients through his company, Boston Investment Partners, LLC. [read post]
30 Jul 2023, 1:27 pm
OpenAI, LLC, No. 2023-cv-03122 (N.D. [read post]
29 Jul 2023, 10:17 am
[The Court should reject this gambit in Acheson Hotels, LLC v. [read post]
28 Jul 2023, 1:02 pm
Woods of Livingston Group Asset Management Company d/b/a Southport Capital, and Horizon Private Equity, III, LLC was allegedly running an extensive ponzi scheme. [read post]
