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27 Jul 2010, 5:32 am
Definition of "Securities": SEC Staff Believes "Life Settlements" Included Last week, the SEC's Life Settlements Task Force (a "cross-Divisional" body created a year ago) released this report recommending that life settlements be clearly defined as "securities," including recommending that the Commission itself should: - Consider recommending to Congress that it amend the definition of security under the federal securities laws to include life… [read post]
24 Feb 2012, 4:49 am
- Punitive Bill Proposes Giant Step Backwards On Capital Formation - LLC Manager Liability to Minority Members - 7th Circuit Ruling Expands Rights of Whistleblowers to RICO - Delaware Weighs In: Indemnification and Advancement of Expenses - Broc Romanek [read post]
14 May 2008, 4:49 am
- Broc Romanek [read post]
12 Apr 2010, 5:16 am
Here are some of the latest entries: - Microsoft's Video Interview with a Director - Annual Meeting Scripts: The Skinny (and Samples) - Fixing the Problems with Client Directed Voting - 2010 AFL-CIO Key Vote Scorecard - Preparing the New Proxy Disclosures: Some Examples and Analysis - Broc Romanek [read post]
15 Feb 2012, 4:12 am
Here are some of the latest entries: - NACD's New Blue Ribbon Commission Report on Lead Directors - Corp Fin Allows Exclusion of GE Auditor Rotation Proposal - SEC Republishes Revised FINRA Proposal to Require the Filing of Private Placements - Sentencing Commission Acts on Dodd-Frank - Q&A with Governance Expert Bob Monks - Broc Romanek [read post]
21 Feb 2012, 4:40 am
" - Broc Romanek [read post]
11 Apr 2012, 4:34 am
" - Broc Romanek [read post]
26 Jun 2012, 4:44 am
- Loeb Tries to Win a Yahoo Proxy Battle, One Blog Post at a Time - Six Companies to Provide More Auditor Information - Questions that Shareholder Might Ask During Annual Meetings - Exclusive Forum Proposal Survives No-Action Challenge - AFL-CIO Releases Updated Proxy Voting Guidelines Deal Cube Tournament: Round Two; 5th Match As noted in these rules (and keep sending more pics for the next tourney), please vote for two of the following four cubes below: - Cereal Boxes in Bowl… [read post]
3 Apr 2019, 3:04 am
” – Broc Romanek [read post]
2 Jul 2014, 4:05 am
Here are pics with some of the wonderful new people that I met: Lauren Gojkovich of Goldman Sachs: Aaron Briggs of General Electric: Charles Rivers’ Matt Daniel & Paul Weiss’ Frances Mi: Mary Francis of Chevron: Judy McLevey, who just left the NYSE: Intelligize’s Chris Walunas & Joanne Ferrara: Wendy Fried of Addison: Sara Brown of Ingersoll Rand: Damien de Bruijn of Addison: And I can’t help adding one with long-time friend Ginny Fogg of Norfolk Southern: -… [read post]
13 Jul 2011, 4:06 am
- Broc Romanek [read post]
31 Dec 2013, 4:45 am
- Broc Romanek [read post]
23 Oct 2017, 3:16 am
– Broc Romanek [read post]
11 Jul 2011, 3:43 am
- Broc Romanek [read post]
28 May 2015, 3:07 am
Check out her blog – and Facebook page, as well as this explanation of “Cycling for Good” and how you can donate… – Broc Romanek [read post]
1 Apr 2008, 4:41 am
- Broc Romanek [read post]
5 Nov 2010, 4:29 am
- Broc Romanek [read post]
19 Dec 2017, 3:16 am
A Deal So Nice, We Did it Twice This program was so popular that we just calendared another “M&A Stories: Practical Guidance (Enjoyably Digested)” for May… – Broc Romanek [read post]
24 Sep 2018, 3:51 am
We still don’t know the participants – nor specific agenda topics… – Broc Romanek [read post]
29 Apr 2013, 4:21 am
- Broc Romanek [read post]
