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23 Oct 2015, 3:00 am by Broc Romanek
The SLB also touches on the Rule 14a-8(i)(7) litigation playing out in Trinity Wall Street v. [read post]
1 Feb 2019, 6:05 am
Emmerich and Robin Panovka, Wachtell, Lipton, Rosen & Katz, on Wednesday, January 30, 2019 Tags: Antitrust, CFIUS, Cross-border transactions, Disclosure, Distressed companies, International governance, Merger litigation, Mergers & acquisitions, SEC, Securities regulation, Taxation Corporations are People Too (And They Should Act Like It) Posted by Kent Greenfield (Boston College), on Wednesday, January 30, 2019 … [read post]
18 Jul 2017, 12:09 pm by Ken Herzinger
Clayton said the touchstones of this approach are disclosure and materiality, citing bedrock Supreme Court precedent TSC Industries and Basic v. [read post]
18 Jul 2017, 12:09 pm by Ken Herzinger
Clayton said the touchstones of this approach are disclosure and materiality, citing bedrock Supreme Court precedent TSC Industries and Basic v. [read post]
22 Jul 2016, 6:10 am
FEC, Conflicts of interest, Institutional Investors, Pension funds, Political spending,Social capital, State law, Supreme Court Berkshire’s Blemishes: Lessons for Buffett’s Successors, Peers, and Policy Posted by Lawrence A. [read post]
21 Mar 2012, 12:14 pm by David Zaring
Title V, Private Company Flexibility and Growth. [read post]
1 May 2020, 7:00 am by Guest Blogger
”  Never, but apparently, not for long.On June 20 of last year, in Gundy v. [read post]
19 Apr 2013, 9:00 am by P. Andrew Torrez
Finally:  Mondaq has a very nice summary of the Fifth Circuit's recent opinion in Avalon Legal Information Svcs. v. [read post]
2 May 2012, 8:19 am by Doug Cornelius
Another source is the whistleblower program under Dodd-Frank and the financial incentive for whistleblowers. [read post]
22 Jun 2022, 5:11 am by Michael Gordon and John L. Culhane, Jr.
”  Specifically, he identified the CFPB’s  authority to register certain nonbanks and stated that the CFPB is assessing whether to use that authority “to identify potential scammers and others that repeatedly violate the law. [read post]
22 Jan 2016, 6:13 am
Sullivan, Ropes & Gray LLP, on Sunday, January 17, 2016 Tags: Compliance and disclosure interpretation, Derivatives, Investment Company Act, Investor protection, Leverage,Mutual funds, No-action letters, Private funds, Risk, Risk management, Rule 18f-4, SEC, SEC rulemaking, Securities Regulation, Swaps PECO v. [read post]
19 Dec 2024, 9:05 pm by renholding
Landmark cases include – in addition to the recent case involving TD Securities – United States V. [read post]
3 Jun 2016, 6:19 am
Karp, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Tuesday, May 31, 2016 Tags: Broker-dealers, Exchange Act, Financial institutions, Jurisdiction, Liability standards, Regulation SHO, SEC,Shareholder suits, Shareholder voting, Short sales, State law, Supreme Court, U.S. federal courts Holding Activists and Proxy Advisory Firms Accountable? [read post]