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Shepherd Smith Edwards and Kantas Investigates Claims Involving Ex-Pruco Broker Joseph Viet Duy Phan
16 Dec 2019, 4:53 am
Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) is currently looking into potential investor claims against the former Pruco broker and his firm. [read post]
15 Dec 2019, 4:05 pm
On 11 December 2019 Julian Knowles J handed down judgment in the case Kirkegaard v Smith [2019] EWHC 3393 (QB). [read post]
13 Dec 2019, 4:33 am
If you were one of these investors that suffered losses from working with Laurence Allen, contact Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) today. [read post]
12 Dec 2019, 12:51 pm
We have proudly represented such victims as Brianne Kiner, Stephanie Smith and Linda Rivera. [read post]
10 Dec 2019, 6:55 am
Continue Reading › The post Shepherd Smith Edwards and Kantas Investigates Claims Involving Lincoln Investment Planning Broker Lester Burroughs appeared first on Investor Lawyers Blog. [read post]
9 Dec 2019, 7:11 am
Continue Reading › The post Shepherd Smith Edwards and Kantas Investigates Claims Involving Ex-Securities America Broker Ronald Roach appeared first on Investor Lawyers Blog. [read post]
9 Dec 2019, 1:19 am
We have proudly represented such victims as Brianne Kiner, Stephanie Smith and Linda Rivera. [read post]
2 Dec 2019, 7:43 am
Continue Reading › The post Shepherd Smith Edwards and Kantas Investigates Claims Involving Ex-Commonwealth Financial Network Broker Gerald Eaton appeared first on Investor Lawyers Blog. [read post]
30 Nov 2019, 6:11 am
VanLandingham dug into the Edward Gallagher case and former Secretary of the Navy Richard V. [read post]
29 Nov 2019, 10:51 am
SSEK Investigating Investor Claims Against Ex-UBS Puerto Rico Broker For the last several years, Shepherd Smith Edwards and Kantas, LLP (“SSEK Law Firm”) has been actively working with investors to recover the massive losses they sustained because brokers and their firms recommended that they invest in Puerto Rico bonds and closed-end bond funds. [read post]
26 Nov 2019, 7:33 am
According to FINRA Disciplinary actions for November 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Ainsworth, Richard Southwest Securities, Inc Morgan Stanley Smith Barney Campbell, Charles A.G. [read post]
26 Nov 2019, 7:12 am
Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith Inc Shotz, Richard Wells Fargo Clearing Services Morgan Stanley Vaccaro, Anthony Jr. [read post]
26 Nov 2019, 7:02 am
According to FINRA Disciplinary actions for October 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Acca, Lisa Arive Capital Markets Global Arena Capital Partners Bailey, Michael PFS Investments Primerica Financial Services Bartley, Jevon… [read post]
26 Nov 2019, 6:50 am
According to FINRA Disciplinary actions for October 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bender, Charles Suntrust Investment Services, Inc JP Morgan Securities Bingham, Daniel Essex Securities Investors Capital Corp Devaney, Patrick… [read post]
25 Nov 2019, 9:12 am
Contact Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) today so we can determine whether you have grounds for a broker fraud case to help you recover your money. [read post]
21 Nov 2019, 5:56 am
Randhahn Fired For Selling Unapproved Investments Continue Reading › The post Shepherd Smith Edwards and Kantas Investigates Ex-Sigma Financial Broker Frederick Randhahn For Selling $625K of Woodbridge Promissory Notes appeared first on Investor Lawyers Blog. [read post]
20 Nov 2019, 6:07 am
Our investment fraud lawyers at Sheperd Smith Edwards and Kantas, LLP (SSEK Law Firm) represent a number of investors who have suffered losses from investing in GPB private placements that were sold to them by brokerage firms and their brokers. [read post]
19 Nov 2019, 7:12 am
Financial Advisor Fraud Attorneys Continue Reading › The post Shepherd Smith Edwards & Kantas Investigates Cetera Investment Services and Mengxuan Zhang appeared first on Investor Lawyers Blog. [read post]
18 Nov 2019, 6:47 am
Continue Reading › The post Shepherd Smith Edwards and Kantas Investigates Investor Claims Involving Capital Financial Investments and Ex- Broker Sean Kelly appeared first on Investor Lawyers Blog. [read post]
Shepherd Smith Edwards & Kantas Investigates Donovan St. Anthony Hunter and JP Morgan Securities LLP
15 Nov 2019, 7:08 am
Continue Reading › The post Shepherd Smith Edwards & Kantas Investigates Donovan St. [read post]
