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4 Aug 2014, 7:10 pm
To the contrary, FINRA found that managers, a supervisor, and the firm’s former President profited through overrides on these churned accounts. [read post]
30 Apr 2007, 2:14 pm
Inc. [read post]
8 Dec 2016, 1:45 pm
In July of 2010, the private equity firm Apollo Management took CKE private in a transaction valued at $1 billion. [read post]
24 Jan 2012, 7:24 am
Fraidin include the special committee of Expedia, Inc. in connection with the spinout of TripAdvisor, Inc., the representation of EMS Technologies in its sale to Honeywell, Inc. for approximately $600 million, and 3G Capital Management LLC in the $4.3 billion acquisition of Burger King. [read post]
23 Jan 2012, 3:00 am
N.Y., Inc., 2011 NY Slip Op 33256(U) (Sup Ct Queens County Nov. 3, 2011).Adelstein involves a family-owned distributor of specialty foods called Finest Food. [read post]
7 Nov 2022, 8:38 am
For 17 years, Philip Adams (“Adams”) was a general manager of a truss manufacturer, Northwest Building Components, Inc. [read post]
29 Dec 2017, 6:01 am
Carpenter and Austin Ozawa, Latham & Watkins LLP, on Wednesday, December 27, 2017 Tags: Equity-based compensation, Executive Compensation, Incentives, Internal Revenue Code, Management, Pay for performance, Taxation Do Activists Turn Bad Bidders into Good Acquirers? [read post]
20 Jun 2011, 5:54 am
Borders reversed their decision to close this location due to many positive variables and a strong partnership with our management company, said Patrick Derring, marketing manager for Westland Center. [read post]
4 May 2021, 1:08 pm
-style private investments in public equity (“PIPEs“) increases. [read post]
14 Nov 2017, 3:32 am
Source: Pitchbook Data, Inc. [read post]
10 Apr 2012, 5:01 am
Barbara Roper, Director of Investor Protection, Consumer Federation of America Kurt Schacht, Managing Director, CFA Institute Alan Schnitzer, Vice Chairman and Chief Legal Officer, The Travelers Companies, Inc. [read post]
4 Dec 2020, 6:20 am
The Dutch plan proceedings (also referred to as the Dutch Scheme) will enable distressed debtors to restructure their debts and equity and modify or terminate burdensome contracts without opening insolvency proceedings. [read post]
23 Oct 2020, 6:03 am
Evidence from Assessments of Compensation Practices Posted by Ana Albuquerque (Boston University), Mary Ellen Carter (Boston College), and Susanna Gallani (Harvard Business School), on Tuesday, October 20, 2020 Tags: Asset management, Capital allocation, Capital markets, Executive Compensation, Fund managers, Index funds, Institutional Investors, Market efficiency, Mutual funds, Skin in the game Survey Analysis: ESG… [read post]
27 Jul 2023, 2:06 am
Ines Hoyouna is a certified diversity recruiter at Duffy Group, Inc., a global recruitment firm based in Phoenix, Arizona. [read post]
27 Jul 2023, 2:06 am
Ines Hoyouna is a certified diversity recruiter at Duffy Group, Inc., a global recruitment firm based in Phoenix, Arizona. [read post]
4 Apr 2018, 7:33 am
Jarrett Powell Ciro Santoro Allstate Financial Services, LLC Equity Services, Inc. [read post]
22 Mar 2019, 6:27 am
Securities and Exchange Commission, on Tuesday, March 19, 2019 Tags: Asset management, Boards of Directors, Institutional Investors, Proxy advisors, Proxy voting, SEC, SEC rulemaking, Securities regulation, Shareholder voting S&P 1500 Pay-for-Performance Update: Strong Financials, Negative Shareholder Returns Posted by Steve Kline, Chris Kozlowski, Paige Patton, Willis Towers Watson, on Wednesday, March 20, 2019 … [read post]
15 Feb 2012, 7:58 am
Last week, PepsiCo, Inc. [read post]
14 Sep 2010, 1:04 am
Croix One, LLC; Crescent One, LLC; Island One Resorts Management Corporation; and Navigo Vacation Club, Inc.) voluntarily filed for chapter 11 bankruptcy protection in Orlando, Florida on Friday. [read post]
16 Sep 2022, 6:30 am
Everhart, Global ReEnergy Holdings, on Thursday, September 15, 2022 Tags: Capital markets, Cybersecurity, ESG, Risk management, Stakeholders [read post]
