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14 Mar 2019, 5:00 am
He sees the current swap trading framework as inconsistent with the Dodd-Frank Act by being too prescriptive, too burdensome, and too modeled on futures markets. [read post]
13 Mar 2019, 10:19 am
In its Notice, the Federal Reserve Board alleges that two executives, Frank Smith and Mark Kiolbasa, conspired to misappropriate the confidential and proprietary business information of their employer, Central Bank & Trust in Wyoming, and to give it to Central’s competitor, Farmers State Bank, in exchange for employment and an ownership interest in Farmers. [read post]
13 Mar 2019, 9:22 am
According to the Bureau, the attempts made to collect these inflated balances were “unfair” under Dodd-Frank. [read post]
12 Mar 2019, 3:54 pm
Director Kraninger was sharply criticized by Democrats at today’s hearing on the Bureau’s semi-annual report held by the Senate Banking Committee. [read post]
12 Mar 2019, 1:20 pm
National Australia Bank Ltd. [read post]
8 Mar 2019, 10:46 am
No excuse is needed to celebrate the civil rights icon Rev. [read post]
7 Mar 2019, 9:00 am
” It makes reference to Howard Wilkinson, the former Danske Bank manager who exposed money laundering at bank’s branches in Estonia. [read post]
4 Mar 2019, 12:35 pm
Southeast First Nat’l Bank of Miami, 478 So.2d 82, 89 (Fla. 3d DCA 1985). [read post]
1 Mar 2019, 12:39 pm
Federal prosecutors also charged Patrick Ogiony, Frank Giacobbe and Todd Morgan. [read post]
22 Feb 2019, 6:09 am
Mangino, and Randi Lally, Fried, Frank, Harris, Shriver & Jacobson LLP, on Friday, February 15, 2019 Tags: Boards of Directors, Books and records, Delaware cases, Delaware law, DGCL Section 220, Fiduciary duties, Management, Misconduct, Ousting directors, Reputation, Securities litigation Board Diversity by U.S. [read post]
21 Feb 2019, 4:00 am
Periodically on Thursdays, we present a significant excerpt, usually from a recently published book or journal article. [read post]
20 Feb 2019, 1:55 pm
Res. 31 provides that during FY 2109, when the CFPB Director requests a funds transfer from the Fed, the CFPB “shall notify the Committees on Appropriations of the House of Representatives and the Senate, the Committee on Financial Services of the House of Representatives, and the Committee on Banking, Housing, and Urban Affairs of the Senate of such request. [read post]
20 Feb 2019, 8:28 am
It was enacted as part of the Dodd-Frank major regulatory reform law in 2010. [read post]
15 Feb 2019, 6:14 am
Securities and Exchange Commission, on Tuesday, February 12, 2019 Tags: Arbitration, Charter & bylaws, New Jersey, No-action letters, Rule 14a-8, SEC enforcement, Securities enforcement, Securities litigation, Securities regulation, Shareholder proposals, State law The Road Ahead for Shareholder Activism Posted by Gail Weinstein, Warren S. de Wied, Philip Richter, Fried, Frank, Harris, Shriver & Jacobson LLP,… [read post]
8 Feb 2019, 6:04 am
Göx (University of Zurich), on Tuesday, February 5, 2019 Tags: Agency costs, Boards of Directors, Executive Compensation, Incentives, Information environment, Management, Market reaction, Moral hazard, Pay for performance, Say on pay, Shareholder value, Shareholder voting Missing Pieces Report: The 2018 Board Diversity Census of Women and Minorities on Fortune 500 Boards Posted by Deb DeHaas, Linda Akutagawa, and Skip Spriggs,… [read post]
7 Feb 2019, 9:43 am
One of the many new laws coming out of the major US Dodd-Frank regulatory reform legislation signed into law in 2010 is the Orderly Liquidation Authority (OLA), which, under certain circumstances, would allow the FDIC to be the receiver of a systemically important financial company (such as a large bank holding company), and resolve it in accordance with the provisions in the OLA. [read post]
1 Feb 2019, 10:51 am
(Pix © Larry Catá Backer; Tauluseinä Tavelväggen, Wall of Printings (1977); Nörrköping Art Museum Turku Findland))Every year for almost 25 years, the Corporate Practice Commentator (with great thanks to Robert Thompson (Georgetown)) announces the results of its annual poll to select the ten best corporate and securities articles. [read post]
1 Feb 2019, 7:19 am
Digital Realty Trust, the Supreme Court held 9-0 that the Dodd-Frank anti-retaliation provision applies only to whistleblowers who report their concerns to the SEC, not to those who only file internal reports.In Lucia v. [read post]
1 Feb 2019, 6:05 am
FEC, Corporate forms, Corporate governance, Corporate Social Responsibility, Corporate veil, Disclosure, ESG, Political spending Board Evaluation Disclosure Posted by Glenn Davis and Brandon Whitehill, Council of Institutional Investors, on Wednesday, January 30, 2019 Tags: Board independence, Board oversight, Board performance, Board turnover, Boards of Directors, Disclosure, Succession The Long View: US Proxy Voting… [read post]
1 Feb 2019, 12:00 am
Differentiation and Convergence of Supervision in the European Banking Union Günter Franke* ZVglRWiss 117 (2018) 455-477 Empirical evidence suggests that SME funding is more difficult in countries with weaker legal and economic conditions. [read post]
