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2 Aug 2021, 12:09 pm by Geoff Schweller
On July 29, SEC Chair Gary Gensler spoke at the National Whistleblower Center’s National Whistleblower Day 2021 celebration. [read post]
31 May 2013, 9:32 am by Sheppard Mullin
The International Organization of Securities Commissions (IOSCO) Task Force on Benchmark Rates, led by the head of the UK Financial Services Authority Martin Wheatley and the US Futures Trading Commission Chairman Gary Gensler, released a report last month saying that the new system should be based on data from actual trades in order to restore creditability. [read post]
24 Aug 2009, 2:11 am
Rather, Gensler suggests a system where the applicable regulation follows what the value of the derivative is primarily based on. [read post]
27 Nov 2023, 9:05 pm by Riann Winget
Securities and Exchange Commission (SEC), Gary Gensler, has led the SEC on a “transparency rampage,” according to Alexander I. [read post]
8 Jan 2010, 2:08 pm by James Hamilton
To the extent that money managers, hedge funds and swap dealers participate in the futures markets, noted CFTC Chair Gary Gensler, position limits have the potential to increase liquidity by reducing the positions of the largest traders. [read post]
9 Nov 2022, 9:03 pm by William Tunney
“Private fund advisers, through the funds they manage, touch so much of our economy,” said SEC Chair Gary Gensler. [read post]
15 Dec 2020, 8:00 am by Sophia Han
In November, the president-elect Joe Biden appointed Gary Gensler, a former Commodity Futures Trading Commission Chair under the Obama administration, to its presidential transition team. [read post]
22 Feb 2024, 10:58 am by Kevin LaCroix
The allegations in this lawsuit reflect a concern that SEC Chair Gary Gensler flagged in a December 2023 speech (as detailed here). [read post]
29 Feb 2024, 9:01 pm by renholding
Chairman Gensler’s own remarks indicate this is no easy task: “AI models’ decisions and outcomes often are unexplainable. [read post]
4 Apr 2010, 3:14 pm by Hedge Fund Lawyer
“Both the markets and the government serve the public best when they are transparent and easy to navigate,” CFTC Chairman Gary Gensler said. [read post]
22 Sep 2023, 10:03 am by Unknown
SEC Chair Gary Gensler and Commissioner Hester Peirce provided the opening remarks. [read post]
18 Nov 2021, 6:10 am by John Jascob
“These amendments address concerns that shareholders voting by proxy cannot vote for a mix of dissident and registrant nominees in an election contest, as they could if voted in person,” said SEC Chair Gary Gensler in a press release. [read post]
26 Aug 2021, 2:00 pm by Geoff Schweller
Earlier in August, SEC Chair Gary Gensler announced that the agency is looking into revising these controversial rule changes. [read post]
29 Sep 2021, 12:36 pm by Geoff Schweller
SEC Chair Gary Gensler recently announced that the agency will look into revising some other 2020 rule amendments which were seen as detrimental to the program. [read post]
6 Dec 2011, 7:05 am by Elan Mendel
Commission Chairman Gary Gensler called the new rule “critical for the safeguarding of customer money. [read post]
17 Sep 2021, 11:06 am by Geoff Schweller
In a press release issued when the whistleblower program surpassed the $1 billion milestone, SEC Chair Gary Gensler stated: “Today’s announcement underscores the important role that whistleblowers play in helping the SEC detect, investigate, and prosecute potential violations of the securities laws. [read post]
17 May 2011, 6:10 am by James Hamilton
In a letter to CFTC Chair Gary Gensler and banking regulators, the Senators asked the Commission to reconsider the extraterritorial application of these requirements in a way that is consistent with Congressional intent regarding the territorial scope of the new Dodd-Frank regulatory framework for derivatives. [read post]
10 Jul 2012, 10:43 am by Felix Shipkevich
CFTC Chairman Gary Gensler said that the rules would be published shortly. [read post]