Search for: "Gary Gensler"
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3 Sep 2021, 5:46 am
Davis, Kirkland & Ellis LLP, on Saturday, August 28, 2021 Tags: Delaware cases, Delaware law, Due diligence, Joint ventures, Merger litigation, Mergers & acquisitions, New York, Non-competition agreements, State law Statement by Chair Gensler on Broker-Dealer and Investment Adviser Digital Engagement Practices Posted by Gary Gensler, U.S. [read post]
2 Sep 2021, 9:03 pm
In a press release, SEC Chair Gary Gensler praised the use of new technologies for improving non-professional investors’ access to investing but cautioned that these technologies “raise questions” about adequate investor protections. [read post]
2 Sep 2021, 8:42 am
Trade Comm., FTC Seeks Public Comment on Dark Patterns Topics ahead of Workshop (Apr. 9, 2021), available at https://www.ftc.gov/news-events/press-releases/2021/04/ftc-seeks-public-comment-dark-patterns-topics-ahead-workshop. [3] Public Statement from Gary Gensler, Chair, U.S. [read post]
2 Sep 2021, 3:30 am
That’s because in a speech delivered yesterday, SEC Chair Gary Gensler reiterated previous comments to the effect that the Staff is “developing a proposal for the Commission’s consideration on cybersecurity risk governance, which could address issues such as cyber hygiene and incident reporting. [read post]
1 Sep 2021, 1:43 pm
Gary Gensler told the Financial Times that while he remained “technology neutral,” crypto assets were no different than any others when it came to such public policy imperatives as investor protection, guarding against illicit activity and maintaining financial stability. [read post]
1 Sep 2021, 12:29 pm
The rule was adopted at a time when compensation among executives and employees in many industries was trending away from fixed salary and toward variable equity-based pay.However, the subcommittee stated that many observers have expressed concern since the adoption of the rule that 10b5-1 trading plans may help shield opportunistic insider trading from legal, regulatory and market scrutiny.SEC Chair Gary Gensler recently stated a concern that Rule 10b5-1 has "led to real… [read post]
1 Sep 2021, 6:34 am
In his remarks before the Principles for Responsible Investment “Climate and Global Financial Markets” webinar on July 28, 2021, SEC Chair Gary Gensler provided insights into what companies might expect from the SEC’s upcoming climate disclosure rules. [read post]
1 Sep 2021, 3:30 am
The memo provides details on these and other recommendations, and notes that many of them are consistent with the reform ideas outlined by SEC Chair Gary Gensler in June. [read post]
31 Aug 2021, 12:25 pm
SEC Chair Gary Gensler has directed the staff to carefully monitor developments as a result of Hurricane Ida making landfall on Aug. 29, 2021. [read post]
31 Aug 2021, 9:43 am
The SEC’s enforcement action, which is being litigated in the United States District Court for the Northern District of California, appears to confirm early predictions that the SEC, with Chair Gary Gensler at the helm, would aggressively police the securities markets for insider trading. [read post]
30 Aug 2021, 4:59 pm
"While these new technologies can bring us greater access and product choice, they also raise questions as to whether we as investors are appropriately protected when we trade and get financial advice," said SEC Chairman Gary Gensler in a public statement. [read post]
28 Aug 2021, 8:09 am
Posted by Gary Gensler, U.S. [read post]
27 Aug 2021, 2:18 pm
In early August 2021, SEC Chair Gary Gensler announced that the agency is looking into revising rule changes seen as detrimental to whistleblowers. [read post]
26 Aug 2021, 2:00 pm
Earlier in August, SEC Chair Gary Gensler announced that the agency is looking into revising these controversial rule changes. [read post]
26 Aug 2021, 7:02 am
Gary Gensler’s latest thought experiment. [read post]
25 Aug 2021, 10:43 am
Secretary of Labor Marty Walsh, SEC Chair Gary Gensler, and Senator Chuck Grassley were among the featured speakers. [read post]
24 Aug 2021, 6:12 am
In early August, SEC Chair Gary Gensler issued a statement indicating that he had directed the SEC staff to revisit the whistleblower rules, in particular, two of the amendments that had been adopted in 2020. [read post]
23 Aug 2021, 4:26 pm
Gensler has said there are too many questions about how money flows through these entities. [read post]
23 Aug 2021, 7:03 am
In fact, he thinks it looks downright regulatable. [read post]
19 Aug 2021, 11:21 am
On Monday, June 21, 2021, President Biden met with the Chairman of the SEC Gary Gensler, Treasury Secretary Janet Yellen, and the Chairman of the Federal Reserve Jerome Powell, to discuss potential SEC reporting requirements. [read post]
