Search for: "In Re Securities and Exchange Commission"
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24 Jul 2020, 6:23 am
"I said, You're kidding. [read post]
21 Jul 2020, 7:00 am
During that exchange, Roberts spoke a lot about Chief Justice John Marshall. [read post]
17 Jul 2020, 7:14 pm
The first, remarks delivered by National Security Advisor Robert C. [read post]
17 Jul 2020, 3:00 am
Attorney Geoffrey Berman to resign and take another job, including as chairperson of the Securities and Exchange Commission, to clear the way for President Trump to install a political ally as the leader of the powerful federal prosecutors’ office in Manhattan. [read post]
16 Jul 2020, 7:28 pm
The press release stated that the Department ”will continue to administer the Privacy Shield program, including processing submissions for self-certification and re-certification to the Privacy Shield Frameworks and maintaining the Privacy Shield List. [read post]
16 Jul 2020, 9:23 am
They said that commercial applications of the prototype include cross-border payments in multiple currencies, foreign currency exchange, and settlement of foreign currency denominated securities as well as other use cases. [read post]
15 Jul 2020, 6:14 am
Securities and Exchange Commission. [read post]
15 Jul 2020, 4:25 am
As you endeavor to re-establish your routine in our ever-changing “new normal,” we would like to highlight some items we hope will help you stay on top of the business and regulatory landscape in the coming months. **** SEC Matters Compliance with Regulation Best Interest (Reg BI) was Required as of June 30, 2020. [read post]
13 Jul 2020, 5:01 am
But this doesn’t mean that we’re including only violent crimes. [read post]
12 Jul 2020, 8:06 pm
The matter was then appealed to the Supreme Court of Canada, which released a decision in Reference re Genetic Non‑Discrimination Act this week granting the appeal, in a split 3-2-4 decision. [read post]
12 Jul 2020, 6:26 pm
In that case, the plaintiff sought to compel the production of documents that the defendant previously produced to the Securities and Exchange Commission (SEC) in connection with an investigation. [read post]
10 Jul 2020, 9:33 am
Securities and Exchange Commission (SEC) posted a Notice of Covered Action regarding action against Florida-based stock promoter Brian Robert Sodi. [read post]
10 Jul 2020, 3:00 am
National/Federal Convention Jitters Grip Democrats Politico – Holly Otterbein | Published: 7/7/2020 First came the announcement of a downsized convention in Milwaukee that delegates were urged not to attend in person. [read post]
9 Jul 2020, 7:24 am
Lawrence Zlatkin, chief tax officer at Coinbase, shared the exchange’s outlook on taxation and the global cryptocurrency market during a Unitize panel on July 7. [read post]
8 Jul 2020, 3:00 am
As a result of the continuation of the coronavirus (“COVID-19”) pandemic, on July 2, 2020, the Securities and Exchange Commission approved an extension of the NYSE’s waiver of these shareholder approval rules in the circumstances discussed below through September 30, 2020. [read post]
6 Jul 2020, 11:45 am
If they’re liable either way, why invest a bunch of resources retooling their services in response to the commission’s nonbinding recommendations (and then do so again every five years, when the commission is supposed to submit updated recs)? [read post]
1 Jul 2020, 6:03 am
Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Comprehensive disclosure requirements to allow investors and the public to analyze companies during the COVID-19 pandemic. [read post]
30 Jun 2020, 3:00 am
Additionally, CDFW also questioned the success of restoration planting for the two species, and a previous study noted that most of the attempts to re-establish the plants had failed. [read post]
25 Jun 2020, 9:05 pm
” The U.S Supreme Court ruled that the Securities and Exchange Commission (SEC) can seize profits acquired illegally through fraudulent companies. [read post]
24 Jun 2020, 5:01 am
A reaction to several seizures of magazines and books from embargoed countries in the 1980s, the Berman Amendment is designed to promote the free exchange of ideas across borders and has been incorporated into most, but not all, U.S. sanctions authorities besides IEEPA. [read post]
