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16 Feb 2012, 7:24 am
The former head of the Merrill Lynch brokerage business tells Reuters that he had "philosophical" differences with Bank of America, Merrill's parent, over the bank's emphasis on cross-selling financial products. [read post]
11 Jan 2008, 11:43 am
Merrill Lynch on [...] [read post]
3 Aug 2009, 7:51 am
The complaint alleges that, during the merger of the companies, the agreement for BOA to allow Merrill [read post]
6 Sep 2006, 9:57 am
There was a lull in completed mergers and acquisitions in August, but researchers at Merrill Lynch are offering a more upbeat way to look at the numbers. [read post]
4 Feb 2010, 11:42 am
That suit targets the failure to disclose Merrill's recent losses toBofA shareholders prior to the vote.... [read post]
11 Sep 2009, 9:12 am
A federal court has approved a $475 million settlement in a class action case involving Merrill Lynch. [read post]
15 May 2009, 3:18 am
Temasek paid about $5.9 billion for a 14 percent stake in Merrill Lynch in a deal that was announced December 2007. [read post]
14 Jul 2009, 3:34 am
From my prior post, Charles Merrill Raises First Amendment Challenge to DOMA in Tax Court: Charles Merrill has filed papers with the U.S. [read post]
4 Sep 2007, 11:55 am
A New York appellate court has reversed a $158 million judgment that Merrill Lynch won against Allegheny Energy. [read post]
22 Jan 2009, 8:06 am
As more controversy swirls around Bank of America's acquisition of Merrill Lynch, CNBC reported Thursday morning that Kenneth Lewis, Bank of America's chief executive, planned to meet with John Thain, Merrill's former chief executive, that morning to discuss his future at the combined firm. [read post]
14 Jul 2011, 8:43 pm
Meantime, Merrill Lynch had sough to have the entire matter dismissed and that it be awarded all costs incurred from the suit and other relief as deemed appropriate. [read post]
23 Oct 2008, 6:51 pm
John Thain, Merrill Lynch's Chief Executive, said earlier this week at a speech in Dubai that, of Merrill's 61,000 employees, thousands would lose their jobs when Merrill is merged into Bank of America. [read post]
24 Jul 2015, 6:01 am
I think it’s a little bit of heavy-handedness on Merrill’s part. [read post]
23 Jan 2020, 6:18 am
Merrill reportedly must also pay 4.5% interest on the damages from June 2017 through the award date. [read post]
29 May 2019, 8:37 am
ON 12/13/2018, FINRA issued an Acceptance, Waiver & Consent (AWC) letter based on the U5 form filed by Merrill Lynch, stating their reasons for terminating his employment. [read post]
20 Dec 2015, 4:39 am
A former Wachovia/Wells Fargo registered representative resigned and joined what he thought would be the greener pastures of Merrill Lynch. [read post]
26 Aug 2017, 12:51 pm
This is an update of "Merrill Lynch FINOP Cited By SEC for Unprecedented Violations" (BrokeAndBroker.com Blog, February 15, 2017)As with most lawsuits, any given defendant or respondent may or may not be guilty; and in a recent Securities and Exchange Commission administrative proceeding, that question is still an open one. [read post]
4 Aug 2021, 9:31 am
We are pleased to welcome Joseph Kearney (Dean, Marquette) and Thomas Merrill (Columbia) to blog about their excellent new book Lakefront: Public Trust and Private Rights in Chicago (Cornell University Press). [read post]
31 May 2007, 9:45 am
Merrill Lynch retained a much smaller number of brokers than expected it bought Advest in December 2005. [read post]
29 Feb 2016, 6:40 am
In November 2015, Sands’ then brokerage firm Merrill Lynch, Pierce, Fenner & Smith Incorporated (Merrill Lynch) terminated Sands for cause alleging that the broker engaged in conduct inconsistent with the firm’s selling away policies. [read post]
