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16 Aug 2012, 5:40 am
A trader at Morgan Stanley Smith Barney blew past his $116 million trading limit to amass a $1.3 billion bet in 2009, Financial Industry Regulatory Authority records show, according to Bloomberg News. [read post]
14 Oct 2019, 9:00 pm
Morgan Lewis energy partner Ken Kulak takes a look at the role of regulation in defining the future of energy storage in Energy Policy Now, a podcast produced by the University of Pennsylvania Kleinman Center for Energy Policy. [read post]
31 Mar 2010, 5:08 pm
Morgan Stanley could could earn at least $23.1 million -- and as much as $134.8 million -- for its work advising the government on its sale of its Citigroup stake, according to the terms of its contract with the Treasury Department. [read post]
2 Sep 2022, 7:46 am
The post Meet The Newest Member Of Morgan Stanley’s Block-Trading Desk appeared first on Above the Law. [read post]
13 Jul 2010, 3:03 am
Steve Trevor is resigning as co-head of Morgan Stanley's private equity division, the latest change as the Wall Street firm overhauls its investment management unit, Reuters reported. [read post]
17 Feb 2021, 10:00 pm
Morgan Lewis Firm Chair Jami McKeon authored an Amsterdam News article about the firm’s efforts to answer the call for racial justice in the aftermath of George Floyd’s tragic killing. [read post]
13 Oct 2020, 10:00 pm
Morgan Lewis partner Reece Hirsch will moderate and present on a panel titled “Digital Health Privacy: OCR and FTC Perspectives” during the virtual 2020 Privacy + Security Forum on October 22. [read post]
25 Apr 2012, 5:16 pm
A former high-ranking Morgan Stanley real estate executive in China pleaded guilty on Wednesday to violating federal anticorruption laws as the American government continues to crack down on citizens who commit fraud and bribery abroad. [read post]
15 Apr 2013, 1:13 pm
Reuters reports that the Office of the Comptroller of the Currency is expected to issue a cease and desist order against JP Morgan Chase, which served as Bernard Madoff's bank, for failing to conduct adequate due diligence and report suspicious... [read post]
12 May 2009, 11:19 am
Morgan Stanley said Tuesday that its chief legal officer, Gary G. [read post]
7 Aug 2012, 12:59 pm
A federal judge on Tuesday approved a $4.8 million settlement between the Justice Department and Morgan Stanley over accusations of price fixing in the electricity market, even as he said that the settlement amount was too low. [read post]
30 Apr 2012, 12:18 pm
Peterson, a former executive at Morgan Stanley, with violating the Foreign Corrupt Practices Act (FCPA) as well as securities laws for investment advisers by secretly acquiring millions of dollars worth of real... [read post]
17 Feb 2021, 10:00 pm
Morgan Lewis Firm Chair Jami McKeon authored an Amsterdam News article about the firm’s efforts to answer the call for racial justice in the aftermath of George Floyd’s tragic killing. [read post]
14 Sep 2020, 12:37 pm
Morgan for Mr. [read post]
11 Nov 2015, 10:06 am
In, Morgan, Jr. v. [read post]
11 Oct 2018, 10:58 am
Morgan Stanley fired Smith in 2016 in the wake of the broker fraud allegations. [read post]
4 Feb 2015, 6:02 am
Morgan. [read post]
2 Dec 2021, 7:03 am
The post Morgan Stanley Broker Jesus Rodriguez Barred from Securities Industry appeared first on The White Law Group. [read post]
22 Aug 2011, 9:09 am
Yesner previously lobbied for the organization as a partner at McKenna Long before she joined Morgan Lewis in May. [read post]
9 Nov 2013, 8:14 pm
Morgan penalty is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
