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17 Oct 2019, 10:28 am
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor John Holland (Holland), currently employed by Cetera Advisor Networks LLC (Cetera Advisor) has been subject to at least three customer complaints and two employment termination for cause during the course of his career. [read post]
27 Nov 2018, 5:37 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) former advisor John Schmidt (Schmidt), formerly associated with Wells Fargo Advisors Financial Network, LLC (Wells Fargo) in Dayton, Ohio has been accused by the Securities and Exchange Commission (SEC) of misappropriating over $1.16 million from at least seven clients. [read post]
18 Oct 2022, 1:45 pm
The post Two Whistleblowers Expose Home Healthcare Provider’s Fraudulent Medicare Billings for Therapy appeared first on Whistleblower Network News. [read post]
13 Oct 2021, 10:39 am
Medical Management, LLC (USMM) and VPA, P.C. [read post]
24 Feb 2023, 12:29 pm
The post Long-Term Health Care Facility To Pay Over $21 Million to Resolve Allegations of Improperly Billing Medicare appeared first on Whistleblower Network News. [read post]
24 Aug 2018, 9:10 am
The securities attorneys at Gana Weinstein LLP are currently investigating Cetera Advisor Networks LLC (Cetera Advisor) broker Jaret Mutter (Mutter). [read post]
26 Jun 2021, 9:00 am
Securities and Exchange Commission (SEC) announced it settled charges against Guggenheim Securities, LLC, a New York-based registered broker dealer, for violating whistleblower protection laws. [read post]
14 Sep 2021, 12:00 pm
The post Home Health Agency Operator To Pay $17 Million To Resolve FCA Whistleblower Claims Of Kickback Scheme appeared first on Whistleblower Network News. [read post]
6 Oct 2018, 10:08 am
According to BrokerCheck records financial advisor Jerry Michna (Michna), employed by Cetera Advisor Networks LLC (Cetera Advisor), has been subject to two customer complaints. [read post]
10 Jun 2022, 9:33 am
The post Home Sleep Testing Company to Settle Health Care Lawsuit for $3.5 Million appeared first on Whistleblower Network News. [read post]
27 Jun 2023, 9:28 am
., SP2, LLC, and their owner Gregory Balotin added crushed pills of the antipsychotic drug aripiprazole to topical pain creams in order to increase their reimbursements from Medicare Part D and TRICARE, the federal health care program for active duty military personnel, retirees, and their families. [read post]
7 Aug 2019, 6:30 pm
The SEC charged Commonwealth Equity Services, LLC (d/b/a Commonwealth Financial Network), a registered investment adviser and broker-dealer, with failing to disclose material conflicts of interest related to revenue sharing Commonwealth received for certain client investments. [read post]
2 Nov 2023, 10:56 am
Attorney’s Office for the Northern District of New York announced that Feast American Diners LLC and Dawood Beshay, the corporate owner and managing member of multiple Denny’s restaurants throughout Arizona and New York. agreed to pay $2 million to settle allegations of violations of the False Claims Act (FCA). [read post]
31 Jan 2011, 6:10 am
appeared first on Lexero LLC. [read post]
25 Sep 2023, 9:51 am
From JTH Tax LLC d/b/a Liberty Tax v. [read post]
30 Mar 2020, 2:22 pm
Last month Wells Fargo Advisors Financial Network LLC agreed to settle administrative charges brought by the SEC, and will pay a $35 million civil penalty in order to resolve the matter. [read post]
8 Feb 2024, 11:43 am
The post Supreme Court Decision in SOX Retaliation Case “A Major Win for Whistleblowers” appeared first on Whistleblower Network News. [read post]
20 Feb 2024, 12:59 pm
On February 16, the United States Attorney for the Eastern District of Kentucky announced that a Lexington toxicology lab, LabTox, LLC, as well as its owner and compliance officer agreed to pay over $10.4 million to settle whistleblower allegations that they violated the False Claims Act (FCA) by billing Medicare and Kentucky Medicaid programs for medically unnecessary urine tests. [read post]
12 Oct 2017, 11:42 am
Former Cetera Advisor Networks LLC (Cetera) broker Susan Welo (Welo) has been subject to nine customer complaints, one employment separation for cause, and one regulatory action. [read post]
10 Aug 2022, 7:31 am
WDC Acquisitions LLC d/b/a Wellman Dynamics, an aircraft parts manufacturer located in Iowa, will pay $500,000 to settle allegations of violating the False Claims Act. [read post]
