Search for: "New York Stock Exchange"
Results 841 - 860
of 3,451
Sort by Relevance
|
Sort by Date
16 Oct 2019, 2:51 pm
In Securities & Exchange Comm. v. [read post]
12 Oct 2019, 5:52 pm
City of Litchfield, involve US municipal debt, are quite old, do not apply New York law, and generally don’t dictate the result or even the analysis here. [read post]
8 Oct 2019, 7:47 am
That this is possible is not remarkable in this new era. [read post]
5 Oct 2019, 8:44 am
New York Times. [read post]
4 Oct 2019, 6:00 am
Securities and Exchange Commission, on Friday, September 27, 2019 Tags: Broker-dealers, Disclosure, Exchange-traded funds, OTC derivatives, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities regulation Analysis of IAC Recommendations to Improve U.S. [read post]
4 Oct 2019, 3:00 am
The Foreign Corrupt Practices Act prohibits American companies and overseas firms with stocks trading on U.S. exchanges from paying bribes to foreign officials. [read post]
30 Sep 2019, 12:44 pm
Oliver Brahmst, a partner in the New York City office of White & Case, was the company’s principal lawyer. [read post]
27 Sep 2019, 9:05 am
However, studies have found that there are fraud hotspots such as certain parts of California, New York or Florida, where the rates of disclosure can reach 18% or higher. [read post]
27 Sep 2019, 7:03 am
SEC files charges in $3.1 Million alleged Boiler–Room Scheme, Central Islip, New York According to a press release on Monday, the Securities and Exchange Commission announced new charges in connection with an alleged boiler room scheme purportedly involving the manipulation of millions of shares of Renewable Energy and Power Inc. [read post]
26 Sep 2019, 11:10 pm
In this post, we gauge the effect of New York’s recent minimum-wage hikes by comparing low-wage sectors in counties along the New York-Pennsylvania border. [read post]
26 Sep 2019, 6:51 am
The Second Circuit has held that the execution of relevant trades on the New York Stock Exchange is sufficient to establish venue in the Southern District of New York under § 78aa. [read post]
18 Sep 2019, 9:52 pm
John Reed Stark As discussed in the following guest post from John Reed Stark, a recent development in the class action litigation arising out of the massive Marriott International data breach could have significant ramifications for other claimants asserting class action claims — including securities class action claims — based on data breaches or other cybersecurity incidents. [read post]
11 Sep 2019, 11:02 am
” Commentary A new report by James A. [read post]
2 Sep 2019, 12:59 pm
Now that we are in our third year of heightened levels of securities litigation filing activity, it is apparent that the increased pace of securities suit filings represents the new normal. [read post]
28 Aug 2019, 9:01 pm
” Defense of Trump Is Even Worse Than Other DefensesIn Part One, I quoted two Trump supporters (one who commented on one of my recent columns on Dorf on Law, while the other managed to get his ramblings into The New York Times as a letter to the editors), both of whom falsely claimed that the economy is a spectacular success under Trump (along with other factual misstatements). [read post]
24 Aug 2019, 6:26 am
(Susan Holmberg, The New York Times). [read post]
22 Aug 2019, 3:10 pm
Burford’s shares are listed on the London Stock Exchange. [read post]
21 Aug 2019, 9:46 am
Pivotal’s securities are quoted on the New York Stock Exchange under the ticker symbols PVT, PVT WS and PVT.U. [read post]
18 Aug 2019, 8:07 am
(CRD® #34171, New York, New York), Edwin Alberto Rodriguez (CRD #4710962, Bronx, New York) and Arthur J. [read post]
15 Aug 2019, 8:41 am
Supp. 3d 393 (S.D.N.Y. 2018) (Amazon is not a “seller” under New York law and cannot be strictly liable for defective products sold on its website). [read post]
